HomeMy WebLinkAbout11-09-1999 ICPD General Orders LEG-03,1
FIELD
INTERVIEWS
AND "PAT-
DOWN"
SEARCHES
Date of Issue General Order Number
October 13, 1999 99-12
Effective Date Section Code
October 18, 1999 LEG-03
Reevaluation Date Amends / Cancels
October 18, 2000
C.A.L.E.A. Reference
1.2.4, 41.2.4
INDEX A S:
Field Interviews Field Information (FI) Cards
Pat-Down Seamhes Seamhes
I. PURPOSE
The purpose of this policy is to assist officers in determining when field
interviews and pat-down searches are warranted and the manner in which the
shall be conducted.
II. POLICY
The field interview is an important point of contact for officers in preventing and
investigating criminal activity. But even when conducted with respect for involved
citizens and in strict conformance with the law, it can be perceived by some as a means
of police harassment or intimidation conducted in a discriminatory manner against
groups or individuals. In order to maintain the effectiveness and legitimacy of this
Ipractice and to protect the safety of officers in approaching suspicious individuals,
members of the Iowa City Police Department shall conduct field i.nterviews and perform
pat-down searches in conformance with procedUres set forth in this policy.
LEG-03.2
Ill.DEFINITIONS
A. Field interview: The brief detainment of an individual, whether on foot or in a
vehicle, based on reasonable suspicion for the purposes of determining the
individual's identity and resolving the officer's suspicions.
B. Pat-Down Search: A "frisk" or external feeling of the outer garments of an
individual for weapons only.
C. Reasonable Suspicion: Articulable facts that, within the totality of the
circumstances, lead an officer to reasonably suspect that criminal activity has
been, is being or is about to be committed.
IV. 'PROCEDURES
A. FIELD INTERVIEWS
1. Justification for conducting a Field Interview Officers may stop
individuals for the purpose of conducting a field interview only where
reasonable suspicion is present. Reasonable suspicion must be more
than a hunch or feeling, but need not meet the test for probable cause
sufficient to make an arrest. In justifying the stop, the officer must be able
to point to specific facts that, which when taken together with rational
inferences, reasonably warrant the stop. Such facts include, but are not
limited to:
a. The appearance or demeanor of an individual suggests that he/she is
part of a criminal enterprise or is engaged in criminal activity;
b. The actions of the suspect suggest that he/she is engaged in a
criminal activity;
c. The hour of the day or night is inappropriate for the suspect's presence
in the area;
d. The suspect's presence in a location is inappropriate;
e. The suspect is carrying a suspicious object;
f. The suspect's clothing bulges in a manner that suggests he/she is
carrying a weapon;
g. The suspect is in proximate time and place to the alleged crime;
h. The officer has knowledge of the suspect's prior criminal record or
involvement in criminal activity.
2. Procedures for initiating a Field Interview - Based on observance of
suspicious circumstances or upon information from investigation, an
officer may initiate the stop of a suspect if he/she has an articulable,
reasonable suspicion to do so. The following guidelines shall apply when
making an authorized stop to conduct a field interview.
a. When approaching the suspect, the officer shall clearly identify
him/herself as a member of the Iowa City Police Department, and if not
LEG-03.3
in uniform, the officer shall announce his/her identity and display
departmental identification.
b. Officers shall be courteous at all times during the contact but maintain
caution and vigilance for furtive movements to retrieve weapons,
conceal or discard contraband, or other suspicious actions.
c. Before approaching more than one suspect, individual officers should
determine whether the circumstances warrant a request for backup
assistance and whether the contact can and should be delayed until
such assistance arrives.
d. Officers shall confine their questions to those concerning the suspect's
identity, place of residence and other inquiries necessary to resolve
the officer's suspicions. However, in no instance shall an officer detain
a suspect longer than is reasonably necessary to make these limited
inquiries.
e. Officers are not required to give suspects "Miranda" warnings in order
to conduct filed interviews unless the person is in custody and about to
be interrogated.
f. Suspects are not required, nor can they be compelled, to answer any
questions posed during field interviews. Failure to respond to an
officer's inquiries is not, in and of itself, sufficient grounds to make an
arrest although it may provide sufficient justification for additional
observation and investigation.
3. Reporting - If after conducting a field interview there is no basis for making
an arrest, the officer should record the facts of the interview on the
departmental FIELD INFORMATION CARD (FI card) and write the
incident number on the FI card. Field Information Cards should be
submitted to the Records Division. Upon entry of the information from the
FI card into the records system, the Report Review.Officer shall forward
the original FI cards to the Lieutenant of Investigations.
B. PAT-DOWN SEARCHES
1. Justification for conducting Pat-Down Searches: An officer has the right to
perform a pat-down search of the outer garments of a suspect for
weapons if he/she has been legitimately stopped with reasonable
suspicion and only when the officer has a reasonable fear for his/her own
or another person's safety. Clearly, not every field interview poses
sufficient justification for conducting a pat-down search. Following are
some criteria that may form the basis for establishing justification for
performing a pat-down search. Officers should note that these factors are
not all-inclusive; there are other factors that could or should be
considered. The existence of more than one of these factors may be
required in order to support reasonable suspicion for the search.
a. The type of crime suspected - particularly in crimes of violence where
the use or threat of deadly weapons is involved.
LEG-03.4
b. Where more than one suspect must be handled by a single officer.
c. The hour of the day and the location where the stop takes place.
d. Prior knowledge of the suspect's use of force and/or propensity to
carry weapons.
e. The appearance and demeanor of the suspect.
f. Visual indications that suggest that the suspect is carrying weapon.
2. Procedures for performing a Pat-Down Search
a. When reasonable suspicion exists to perform a pat-down search, it
should be performed with due caution, restraint and sensitivity. These
searches are only justifiable and shall only be performed to protect the
safety of officers and others and may never be used to "shake-down"
individuals or groups of individuals or as a pretext for obtaining
evidence. Under these circumstances, pat-down searches should be
conducted in the following manner.
1) When possible, pat-down searches should be conducted in the
presence of a second officer who provides protective cover.
2) Because pat-down searches are cursory in nature, they should be
performed with the suspect in a standing position. Should a
weapon be visually observed, a more secure search position may
be used.
3) in a pat-down search, officers are permitted only to feel the outer
clothing of the suspect. Officers may not place their hands in -
pockets unless they feel an object that could reasonably be a
weapon.
4) If the suspect is carrying an object such as a handbag, suitcase,
briefcase, backpack, book bag or any other item that may conceal
a weapon, the officer should not open the item but instead place it
out of the suspect's reach.
5) If the external feeling of the suspect,s clothing fails to disclose
evidence of a weapon, no further search may be made. If evidence
of a weapon is present, an officer may retrieve that item only. If the
item is a weapon the possession of which is a crime, the officer
may make an arrest of the suspect and complete a full-custody
search of the suspect.
3. If during the course of an authorized pat-down search of an individual, an
officer comes upon an item that the officer readily recognizes through
his/her experience and training is probably contraband, the officer may
remove the item from the suspects clothing. If upon further examination
the seized item is of a nature for which the possession of is crime, the
officer may make an arrest of the suspect and complete a full-custody
search of the suspect.
LEG-03.5
R. ~' elhake, Chief of Police
WARNING
This directive is for departmental use only and does not apply in any criminal or civil
proceeding. The department policy should not be construed as a creation of a higher
legal standard of safety or care in an evidentiary sense with respect to third-party
claims. Violations of this directive will only form the basis for departmental
ladministrative sanctions.
OPS-14.1
DOMESTIC
VIOLENCE
Date of Issue General Order Number
October 8, 1999 99-10
Effective Date Section Code
October 13, 1999 OPS-14
Reevaluation Date Amends / Cancels
October 13, 2000 NEW
C.A.L.E.A. Reference
1.2.7, 55.1.1, 55.1.3, 55.2.3
INDEX A S:
Domestic Abuse
Domestic Violence
Domestic Violence Reports
Domestics
No Contact Orders
Protective Orders
I. PURPOSE
The purpose of this General Order is to establish policy and procedures
concerning domestic abuse. The Iowa City Police Department will respond
properly to all domestic abuse requests for assistance. "Domestic Abuse" has
been deemed as a series of criminal offenses in Iowa pursuant to Iowa Code
Chapter 236, Domestic Abuse. Additionally, several other Iowa Code Chapters
address domestic abuse-related issues. Efforts will be made to deter this
criminal behavior.
0PS-14.2
II. POLICY
It is the policy of the Iowa City Police Department to:
· Appropriately respond to domestic abuse calls for assistance and arrest domestic
abuse offenders as defined under the law.
· Maintain a pro-arrest policy whenever probable cause exists to support the belief
that a domestic abuse violation has taken place.
· Protect victims and families experiencing domestic abuse, and provide information
concerning support and services.
· Promote officer safety by educating officers in the area of domestic abuse response.
· Develop a working relationship with the Domestic Violence Intervention Program
(DVIP).
· Actively participate in mUlti-disciplinary and community efforts to prevent and reduce
the incidence and severity of domestic abuse assaults and deaths.
· Provide community and workplace education about domestic abuse, including
releasing an annual report on domestic abuse.
III. DEFINITIONS
A. Domestic Abuse means an assault, as defined in Iowa Code Section 708.2A
and Iowa Code Section 236.2, that has occurred between parties who share
a certain relationship.
The relationship element defined: 236.2(2)
1. family or household members residing together at the time of the assault
or who have resided together within the past year, but not at the time of
the assault;
2. separated spouses or persons divorced from one another not residing
together at the time of the assault;
3. biological parents of the same minor child, regardless of whether married
or living together at anytime.
4. brothers and/or sisters over 18 who live at the same residence. If under
18, Chapter 232, Juvenile Justice applies.
B. Family or Household Members; spouses, or persons co-habitating, parents or
other persons related by consanguinity or affinity.
C. Children: Children under age 18 are not subject to these provisions as
chapter 232, Juvenile Justice, applies.
D. Cohabitation: means two unrelated adult persons living together for a
substantial period of time, resulting in some permanency of relationship.
Cohabitation does not require a sexual relationship, but does require
something more than merely residing together. State v. Kellogg, 542 N.W.2d
514(1996).
OPS-14.3
Kellogg provides a non-exclusive list of factors for the jury's consideration:
Sexual relations between the parties while sharing living quarters
Sharing of incomes and expenses
Joint use or ownership of property
Whether parties hold themselves out as husband and wife
The continuity of the relationship
The length of the relationship
The degree of access to the residence (does each possess a set of keys)
E. Primary Physical Aggressor: The Code requires a peace officer to arrest and
take into custody the primary physical aggressor of the domestic abuse
assault when the assault caused a bodily injury, involved the use or display of
a dangerous weapon or was committed with the intent to commit a serious
injury. See Iowa Code Sections 236.12(2) (b)(c) and (d). Considerations
relating to an officer's determination of the primary physical aggressor are set
forth in Iowa Code Section 236.12(3).
In identifying the primary physical aggressor, a peace officer shall consider
the need to protect the victims of domestic abuse, the relative degree of
injury or fear inflicted on the persons involved, and any history of domestic
abuse between the persons involved, and shall not be based solely on the
absence of visible indications of injury or impairment.
F. Discretionary Arrest: Peace officers may arrest a person for a simple
misdemeanor (non-injury inflicting) domestic abuse assault, but are not
required to do so. Discretionary arrest also applies to indictable level
offenses where the offender was not the primary physical aggressor.
G. Pro-Arrest Policy: Refers to a philosophical position in which physical arrest
should be made in situations where an arrest is legally permissible.
IV. PROCEDURES
Procedures for the following qualifying factors are included in this protocol:
A. Communications
B. Officer Responsibility at the Scene
C. Officer Approaching the Scene
D. Written Reporting
E. Victim Rights
F. Follow-up Investigation
G. Confidentiality
H. Hostage Situations
I. Officer Training
J. Officers Charged with Domestic Abuse
0PS-14.4
A. COMMUNICATIONS
The Emergency Communications Operator (ECO) shall dispatch officers to every
reported incident of domestic abuse. When warranted, the ECO should give a
domestic abuse incident call priority as would be given to any other life
threatening call. Whenever possible, a minimum of two officers should be
dispatched to the scene.
During the initial call for assistance, the ECO should ask these questions:
1. Where is the emergency? What address? What apartment number?
2. Who am I speaking to?
3. What has happened?
4. Has anyone been injured? If yes, is an ambulance needed?
5. Are you the victim? If no, are you a witness?
6. Is the suspect present? What is his/her name? Please describe the
suspect and, if not present, his/her expected whereabouts.
7. Are weapons involved? If yes, what kind?
8. Is the suspect under the influence of drugs or alcohol? If yes, what
substance?
9. Are children present?
10. Have the police been to this address before? If yes, how many times?
11. Does the victim have a current restraining order?.
As events progress through a domestic abuse incident, the ECO will keep the -
responding officer(s) apprised. The ECO should listen for background noises
that assist in evaluating the threat level (screams, shouts, threats, breaking
glass, and furniture). These sounds will raise the potential danger level and can
help to provide the probable cause required. During the dispatching process, the
ECO should initiate a check to determine the existence of no-contact orders
(both civil and criminal), and notify the officer(s) of the results. Meanwhile, the
ECO should continue to reassure the victim/caller that assistance is en route.
Remaining on the line with the caller is preferential; if the victim/caller chooses to
hang-up; this shall not influence the response effected. If the hang-up was
voluntary, a callback should be made to inquire whether the victim/caller can be
located by officers upon their arrival. Likewise, if the caller states that officers are
no longer needed, the call will continue to proceed, and under no circumstances
will the call be cancelled.
9-1-1 calls and calls for assistance or/calls received on the routine line should be
preserved for any possible prosecution. Requests for 9-1-1 recordings to be
taped for preservation will be made through the Ego supervisor by the domestic
abuse investigator.
OFFICER APPROACHING THE SCENE
1. Domestics are a high priority call. Officers will respond immediately with
due consideration of the information available and coordinate their
approach if two one-unit crews respond.
0PS-14,5
2. Remain in contact with the dispatcher, requesting assistance, (see
"Communications" section above) information and updates as needed. If
protective orders are in force, then verification and clarification should be
obtained from the county sheriff's department. (See "protective orders"
section below.)
3. Remain alert for suspect leaving the scene.
B. OFFICER RESPONSIBILITY AT THE SCENE
When officers respond to a call for assistance at the scene of a domestic abuse
incident, they shall:
1. Approach the scene safely, and in an alert manner.
2. Identify yourself and give an explanation of your presence. Request entry
into the home when conditions permit. When permission is freely and
voluntarily given by either party, a search of the premises may occur.
3. When entry is refused, exercise persistence in gaining entry based on the
request for assistance received by the department. Request
communications re-establish contact with the complainant, if it has been
lost, and reassess the situation. If entry continues to be refused, contact
the watch commandedsupervisor for further guidance if circumstances
permit.
4. Forced entry may be allowed when probable cause exists to suspect that
a felony is occurring, has just occurred, or that a life is in danger. In
evaluating the need for forced entry, the officer (s) must consider the
degree of urgency versus requesting a warrant, the possibility of danger,
whether the suspected offense involved violence and whether the belief
exists that persons may be armed. (See exigent circumstances analysis
in Use of Force G/O)
5. In incidents where a suspect has vacated the scene, and probable cause
exists for an arrest, a complaint and affidavit shall be prepared
immediately, and forwarded to a judge for a request for issuance of an
arrest warrant. However, an officer may arrest a violator within the first 24
hours of an incident without a warrant. (See Iowa Code Section 236.11)
6. Restore order.
7. Take control of all weapons known to be used, or used in a threatening
manner, and safely store them. (See Seizure of Weapons, Iowa Code
Chapter 809.) Iowa Code Section 809.1 (1)(c) defines seizable property as
... property which if not seized by the state poses an imminent danger to
a person's health, safety or welfare." When weapons are seized, the
officer shall notify a supervisor of the seizure prior to the officer going off
duty.
8. Assess the need for medical attention, and call for assistance if warranted,
and whenever requested by the victim. The officer shall assist the victim
in obtaining transportation to the nearest hospital if requested.
9. Determine complainant, separating all parties if possible, including
suspect, victim, children, and other witnesses.
10. Interview all parties.
0PS-14.6
11. Following interviews, a conference of the responding officers should occur
with the goal of arriving at a consensus for determining whether to arrest.
Apply appropriate Chapter 236, Domestic Abuse criteria in making the
decision to arrest. If consensus or a determination is not made, a
supervisor shall be called to assist. When an officer is solo in responding,
they may confer with a supervisor as needed. Identifying the primary
aggressor is necessary, as persons acting in self-defense are exempt
from this mandatory arrest.
12. If probable cause exists, arrest the suspect. Read suspect Miranda rights.
Place individual in custody. Field release or issuing of citations are not
allowed in the event domestic abuse has occurred. This applies to either /
both arrest for domestic abuse, related charges and / or violations of
protective orders. If possible, immediately transport suspect to jail.
Factors that tend to support a finding of probable cause for arrest include:
physical injuries (including bruises or cuts); disheveled clothing or
furniture; a victim's credible statements or visible fear; credible statements
of witnesses, including children; and previous calls to the home.
probable cause exists, an arrest shall be made, regardless of the stated
wishes of the victim or the apparent use of alcohol or drugs by either the
victim or abuser.
13. If a child has been injured or assaulted, a mandatory report shall be made
to the Department of Human Services. Any time a companion charge of
"Child Endangerment" is made, Department of Human Services must be
contacted.
14. Collect and record evidence, including torn clothing, broken objects, etc.
15. Photograph the following:
a. Victim in a full body picture, front and back.
b. Victim's specific injury(s).
c. Children.
d. Scene, including broken objects, weapons, general disarray, etc.
e. If possible, the suspect's full body and any injuries, in addition to the
mug shot.
f. When photos are taken at a domestic incident, the film sheet should be
marked as a domestic along with the case number being noted
g. When the property manager receives prints from a domestic incident,
they shall be forwarded to the domestic abuse investigator.
16.When an arrest causes a child(ren) to be without responsible adult
supervision, Department of Human Services shall be contacted.
17.Upon filling out the complaint, the officer will also complete the victim
section of the incident report, making sure to include name, address,
DOB, SS#, sex and race. A photocopy of the incident report containing
this information will be attached to the complaint.
C. ENFORCEMENT OF COURT PROTECTION ORDERS
Violation of a valid court order shall be enforced in the same manner and with the
same vigor as violations of statutory law. When encountering potential court
order violations in domestic violence or other contexts, officers shall follow these
procedures.
0PS-14.7
1. In cases of domestic violence, officers shall use all reasonable means to
quell open conflict, protect the victim(s) and enforce the law as applicable
in procedures set forth in this policy on domestic violence.
2. Officers are responsible for determining whether a valid court protection
order is in force. The officer shall verify existence of the order and its
provisions by referring to the copy provided by the victim and / or by
requesting that the ECO check with the Sheriff's Department in the county
where the court order was issued.
An officer shall arrest a violator when probable cause exists to believe a
person has violated a court order and the violation is grounds for arrest.
3. Arrest of the offender is the preferred agency response if probable cause
for an arrest exists, whether or not the victim wishes to file a complaint.
D. WRITTEN REPORTING
Written reports should be factual, specific and clear so as to present an accurate
portrayal of the domestic abuse incident. Written documentation that will be
made as a result of a domestic abuse arrest are the complaint and affidavit, a
supplementary information report narrative, Iowa City Police Incident Report
Form, and the Domestic Abuse Reporting Form. All officers present are to
complete a report including narrative detailing their observations.
Reports will, at a minimum, contain narratives containing the following
information:
1. full names of parties involved, including dates of birth of the suspect and
victim
2. the relationship of the victim and suspect
3. location of the assault
4. whether no contact orders are known to exist
5. a description of the scene
6. weapons used
7. whether a 9-1-1 call was received and if the tape was preserved
8. documentation of injuries of all parties injured
9. whether they received medical treatment
10. an indication of whether the victim was presented their rights
Il. Excited utterances should be recorded in quotation marks. Other
statements may be directly recorded or summarized. The demeanor,
spirit and physical description of the suspect should be noted along with
that of the victim.
12.1f the officer is aware of pending domestic charges, note that fact in the
narrative.
0PS-14.8
E. VICTIM RIGHTS
Chapter 236.12 identifies victim rights which must be provided to the victim in
writing and / or verbally. The Iowa City Police Department will routinely present
the victim their rights in written and verbal form. Officers at the scene will present
the victim a printed copy of their rights and request the victim sign the sheet.
One copy of the form should be left with the victim and the other included with
the domestic abuse supplemental report and narrative.
F. FOLLOW-UP INVESTIGATIONS
All domestic abuse reports shall be forwarded to the domestic abuse investigator
for review. Useful information not obtained in the initial report gathering stage
may require a follow-up investigation. History of domestic abuse, past requests
for service with observance of frequency of occurrence noted, interview of
witnesses and any other information applicable may be included. Photographs
may be taken as injuries change in their appearance. Other photographs may be
taken as part of the investigation, however, all photographs shall be appropriately
logged.
If an emergency 9-1-1 call initiated the domestic abuse response, then the
domestic abuse investigator shall forward a written request to the ECO
supervisor for a copy of the call to be taped and forwarded to the domestic abuse
investigator.
G. CONFIDENTIALITY
Iowa Code Chapter 236A defines and describes issues of confidentiality specific
to victim services. Victim services personnel shall be afforded courteous and
respectful treatment as they must honor the law reciprocally.
H. HOSTAGE SITUATIONS
As a hostage situation becomes apparent to the investigating officer, and / or
ECO, the watch commander / supervisor shall be immediately notified. Following
an assessment of the circumstances, a determination shall be made as to
strategy of implementation. Special Response Team (SRT) protocol and
personnel may determine this strategy.
I. OFFICER TRAINING
In addition to initial domestic abuse training at the Iowa Law Enforcement
Academy, the Iowa City Police Department will routinely offer training in regard to
domestic abuse. Training will be provided by both in-house staff, as well as
utilizing outside authorities.
OPS-14.9
J. OFFICERS CHARGED WITH DOMESTIC VIOLENCE
Concerning application of Iowa Law, should a law enforcement officer be
arrested for domestic abuse, they will be treated equitably as would any
other citizen. Likewise, the Iowa City Police Department will adhere to the
Federal Lautenberg Amendment concerning the possession of firearms
should a domestic abuse conviction occur, within this jurisdiction, or any
other within the United States.
In responding to a domestic abuse call for assistance, should it be known
that any sworn officer, of this, or any other law enforcement agency, in or
out-of-state, are identified as a suspect, the watch commander /
supervisor will be immediately notified. Additionally, the watch
commander / supervisor shall be notified if any other employee of the Iowa
City Police Department is arrested for domestic abuse.
In the event that any officer or employee of the Iowa City Police
Department is arrested for domestic abuse, or involved as a victim of a
domestic assault, or is a suspect but not arrested for a domestic assault,
appropriate referrals for services and assistance will be made. Internal
Investigations will be conducted as warranted. A copy of the report on
such an incident shall be forwarded to the Office of the Chief of Police.
R. J. Winkelhake, Chief of Police
WARNING
This directive is for departmental use only and does not apply in any criminal or
civil proceeding. The department policy should not be construed as a creation of
higher legal standard of safety or care in an evidentiary sense with respect to
third-party claims. Violations of this directive will only form the basis for
departmental administrative sanctions.