HomeMy WebLinkAbout12-14-1999 ICPD Reports/MemosMemorandum
To: Chief Winkelhake
CC: Capt. Widmer
From: K.Hurd
Date: 11/09/99
Re: CALEA update
We comply with 203 of the 439 standards. There are 65 that do not apply. We
currently have 17 standards under review and 42 under development. The review of
the existing Rules and Regulations manual is continuing to insure compliance with
applicable standards and/or that they are reflective of current practices. In addition,
the R/R may be used to show compliance some of the standards. The SRT manual
was issued in Oct. Any questions or concerns, let me know.
k.hurd
#81 ICPD
1
ICPD TRAINING
D -
I
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DATE:
DEC. 1, 1999
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TO:
CHIEF WINKELHAKE
I 11
FROM:
K.HURD
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REF:
NOVEMBER TRAINING REPORT
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IAI Conference
(11/4-5/99)
Marshalltown
Officers' Cox and Prestegard attended the annual 2-day conference on identification
techniques and procedures. Both officers are currently assigned Crime Scene Duties.
Dignitary Protection
(ll/4/99)
ILEA
Sgt. Campbell and Officer Miller attended an 8-hour school on dignitary protection. As
members of SRT they are responsible for working with the protection detail of various
political candidates.
Field Training Officer Training
(11/08-12/99)
MTTU IV
Officers' Shaffer, Hoeft and Steva attended a one -week training class on the duties and
responsibilities of Field Training Officers. Class included instruction and evaluation
techniques for Field Training Officers.
Crime Scene School
(11/15-23/99)
MTTU IV
Officers' Humrichouse and Trevino attended
responsibilities of Crime Scene Technicians.
photography and evidence collection techniques.
a 40 school on the duties and
Training included techniques in
Ordinance Update
(1 1 / 17/99)
Des Moines
Officer Leik attended the quarterly, state munitions/ordinance update meeting in Des
Moines. Training involved updates and new recertification guidelines. Officer Leik is
the department's ordinance/hazardous devices technician.
OIM/Advantage training
(11/ 10/99)
Altoona
Officers' Hewlett and Zechariahs attended a two-day training session on the new traffic
and OWI Implied Consent computer. Iowa City is one of the Departments
using/evaluating the DOT computerized system.
FATS
Month Long
31 Officers trained with FATS approx. 15 minutes each.
SRT Range Training
Washington County Range
16 SRT members
Monthly SRT weapons training and qualification. Qualification with secondary weapons.
SRT Situational Training
National Guard Armory
14 SRT
Training in crowd control/disturbance techniques. Joint training with Coralville and
Johnson County tactical teams. Also training of SRT in rapid deployment techniques.
Rapid Deployment
Sworn Personnel
30 minute squad meeting training in Rapid Deployment techniques. Training dealt with
response to emergency situations in schools or other public buildings.
Squad Meeting Training
Sworn and non -sworn
WT sheets 00-06 vehicle burglaries, 00-07 open container in MV and graduated DL, 00-
25 new evidence/property form, 00-24 Hazardous Materials - right to know.
Copy: City Manager
PCRB(/
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i dm0p�t I I s I I s I I
Eyewitness Identification
Show -up identification procedures
Adapted from National Institute of Justice publication, Eyewitness
Evidence A Guide for Law Enforcement (part one)
With the growing sophistication of DNA testing, there have
been numerous cases where convictions have been
overturned. The most compelling evidence in a majority of
these cases was eyewitness testimony. In order to minimize
the likelihood of incorrect eyewitness identification the
National Institute for Justice has developed guidelines for the
use of eyewitnesses. These guidelines start with the person
receiving the call and continue through follow-up
investigations and lineups. Many of these procedures may
appear to be common sense, yet they are oftentimes
overlooked or ignored by officers in an attempt to be minimize
the time involved in an investigation. This article will discuss
the basic on -scene procedures officers may wish to consider
when dealing with witnesses (this includes the victim) and will
also discuss considerations for "show -up" identification.
The manner in which the preliminary investigating officer
obtains information from a witness has a direct impact on the
amount and accuracy of that information. When interviewing
witnesses, the preliminary officers should:
t) Establish rapport with the witness.
2) Inquire about the witness' condition.
3) Use open-ended questions (e.g., "What can you tell me
about the car?"). Avoid leading questions (e.g., "Was
the car red?").
4) Clarify the information received with the witness.
5) Document information obtained from the witness,
including the witness' identity, in a written report. (We,
myself included, oftentimes submit the departmental
INSIDE THIS ISSUE
I Eyewitness Identifications
Investigating Sexual Assaults
4 Arrest Matrix
continued on page 2
Sexual Assault
Investigations
Patrol Officers' Response
By Investigators Protaskey and Fjelstad
Patrol Response to Adult Sexual Assault
Introduction
This article is the first of a three-part series pertaining to the
patrol function in cases of adult sexual assault (abuse), child
sexual abuse, and child abuse. The articles will review in
outline format, basic expectations of patrol officers
responding to these types of calls. Of course, they should be
used as a guide, as all calls are unique in some ways and
specific circumstances may necessitate deviation from this
protocol. Always ask questions if you are unsure.
it. Review and keep handy, your turquoise Guidelines for the
In�gation of Adult Sexual Abuse booklet that was issued
by the Johnson Co. Sexual Assault Investigation Team in
1998.
Response to call of sexual assault.
A. Assure physical safety of the victim and that the
assailant is no longer present.
B. Determine if assailant is known or get a description and
give out to patrol.
C. Review call with supervisor to determine if an
investigator will be called in.
D. Determine, as clearly as possible, the location of the
assault (check jurisdiction).
E. Secure the scene.
F. Determine if evidence will need to be collected and call
CST if so (request that they take photos of any obvious
injuries).
G. Perform these duties yourself if no CST is available.
Properly complete an Evidence Inventory Sheet for any
recovered evidence. (Be sure to sign the back before
submitting to Evidence Custodian).
H. Call RVAP or have dispatch call them (they respond to
the hospital only, not the crime scene). Do not skip this.
Always check to be sure that it has been done. If they
decline the advocate being present, remind them that
they may engage their services at any time during the
police or court process.
1. Request that the victim have an evidentiary exam done
rieht away. This is especially important if they report
having loss of memory of events surrounding the
assault, dizziness, or nausea, as them aIg¢jh�liog
training t
page 1
witness statement form on it's own; many times these
are illegible, extremely brief or incomplete, and lacking
in details. Officers should strongly consider
documenting the verbal on -scene statements of the
witness in their reports. The more serious the incident
the more important this documentation becomes.)
Information obtained from the witness, even if it does
not directly identify a suspect, can corroborate other
evidence in the investigation. Therefore it is important
that this information be thoroughly and accurately
documented in writing.
6) Encourage the witness to contact the officer with any
further information.
7) Encourage the witness to avoid contact with the media
or exposure to media accounts concerning the incident.
8) Instruct the witness to avoid discussing details of the
incident with other potential witnesses.
Once officers have obtained the information from the
victim/witnesses an attempt is made to identify potential
suspects. If the suspect is immediately at hand this
obviously not a problem; however, often a suspect is located
in close proximity and time to the incident by a second
officer. In these cases officers often attempt to have the
victim/witnesses attempt to identify the suspect in a "show
up" identification. These type identifications are inherently
suggestive in nature. In order to minimize the
suggestiveness of the show -up identification, the following
procedural safeguards should be employed.
1) Determine and document, prior to the show -up, a
description of the perpetrator. (If a physical description
of the suspect was broadcast, officers' may obtain a
copy of the broadcast for documentation.)
2) Consider transporting the witness to the location of the
detained suspect to limit the legal impact of the
suspect's detention.
a. If the suspect voluntary agrees to come with you to
the scene, this is probably okay, but you must
document this. With the installation of the
carcorder, officers may elect to make sure the mic
is activated when asking if the person if he/she is
voluntarily willing to come with the officer.
b. If the subject is not freely willing or consenting to
return to the scene or location of the witness/victim,
officers should refrain from transporting him/her and
instead take the witness/victim to the suspect. The
United States Supreme Court in United States V
Crews, along with other related rulings, has held
that the transporting of person against their will is a
seizure and is tantamount to an arrest without
probable cause. (from Illinois Officer's Legal Source
Book by Dale Anderson)
3) When multiple witnesses are involved:
a. Separate witnesses and instruct them to avoid
discussing details of the incident with other
witnesses.
b. If a positive identification is obtained from one
witness, consider using other identification
procedures (e.g., lineup, photo lineup) for the
remaining witnesses.
4) Caution the witness that the person he/she is looking at
may or may not be the perpetrator.
5) Obtain and document a statement of certainty for both
identifications and non -identifications.
After conducting a show -up identification, the officer should
document the time and location of the procedure. Also
officers should record both identification and non
identification results in writing, including the witness' own
words regarding the certainty of the identification. Le. I am
absolutely, positively certain that is the person; or I am pretty
sure that's him; or I'm not sure, it kinda looks like her...
While the use of "show -up" identification is useful in many
circumstances, oftentimes witnesses are asked to identify
suspects or provide information "after the fact". To fully
benefit from an eyewitness officers should interview and
record (manually or electronically) the content of the
interview. While in many instances a witness may be
interviewed on -scene, there are many occasions where an
interview of a witness may occur "after the fact". In order to
elicit the most accurate information the National Institute of
Justice has "acknowledged that research has shown that
witness' memory of an event can be fragile and the amount
and accuracy of the information obtained from a witness
depends in part on the method of questioning." When
interviewing witnesses, officers should consider the following
guidelines developed by the National Institute of Justice.
Pre -interview Preparations
In order to maximize the effectiveness of an interview, prior
to conducting an interview, the investigating officer should:
1) Review available information.
2) Plan to conduct the interview as soon as the witness is
physically and emotionally capable.
3) Select an environment that minimizes distractions while
maintaining the comfort level of the witness.
4) Ensure that appropriate recording or documenting
materials are available.
5) Separate the witnesses.
6) Determine the witness' prior contact with law
enforcement.
Conducting the Interview
1) Encourage the witness to volunteer information without
prompting.
2) Encourage the witness to report all details no matter
how trivial they may seem.
3) Ask open-ended questions (e.g. "What can you tell me
about the car?"); augment with closed -ended, specific
questions (e.g., "What color was the car?")
4) Avoid leading questions.
5) Caution the witness not to guess.
6) Ask the witness to mentally recreate the circumstances
of the event (e.g. "Think about your feelings at the
time").
7) Encourage non-verbal communication (e.g., drawings,
gestures, objects).
8) Avoid interrupting the witness
9) Encourage the witness to contact investigators when
additional information is recalled.
10) . Instruct the witness to avoid discussing details of the
incident with other potential witnesses.
11) Encourage the witness to avoid contact with the media
or exposure to media accounts concerning the incident.
12) Thank the witness for his/her assistance and
cooperation.
Upon completing the interview officers must then evaluate
the accuracy of the information. Officers should evaluate
the statement point by point, while looking for
inconsistencies. Evaluate each element in context with the
available evidence. By evaluating each fact or element of
the statement you can avoid the misconception that the
accuracy of an individual element of a witness' description
training 2
page 1
UPCOMING TRAINING
This is a pdia listing of upcoming training that may be
available. DO NOT consider this a posting. Any letters
submitted based on this listing WILL NOT be considered a
request to attend.
CALENDAR OF EVENTS
TRAINING EVENT
PLACE ALABAMA
DATE UNDETERMINED
Hazardous Devices School (bomb)
TRAINING EVENT
PLACE MONTGOMERY HALL
DATE WEEKS OF 01/10,17,24,31 AND 02/07/00
MATS
TRAINING EVENT
PLACE MTTU IV
DATE 01/8,15,22,29 AND 02/5/00
Instructor Development
TRAINING EVENT
PLACE MARSHALLTOWN
DATE FEE.2000
CRIME SCENE INVESTIGATION
♦ kh
This and That
of "date rape" drugs. Encourage the victim not to
shower, drink, smoke, change clothes, or go to the
bathroom before the exam. Collection of the first void
of urine following the ingestion of drugs is itnperativc
if evidence of the drug is to be found. This sample
must be kept refrigerated and sent to the DC1 lab as
soon as possible.
Discuss with hesitant victims that having this exam
does not mean they have to proceed with an
investigation, but that in order to "preserve all of their
options", it is most useful if the physical evidence is
collected right away. This lays groundwork for any
possible decision they may make in the future
regarding pursuit of investigation.
At the hospital
A. At UIHC, female victims are taken to the OB/GYN clinic
for the exam. Have dispatch call the ER right away so
they may page in the medical personnel to do the exam
if necessary. You may transport the victim to the ER
and get directions to the clinic from there. Males are
examined in the ER. Eventually, a SART (Sexual
Assault Response Team) plan will be in place which
will include a SANE (Sexual Assault Nurse Examiner -
specially trained in forensic nursing) Police, and an
RVAP advocate responding to these calls. The SANE
will perform the evidentiary exam and medical
interview.
B. At Mercv, sexual assault exams are still being done in
the ER, but this is in the process of being changed to a
more private area. At either hospital, the police officer
does not need to remain at the hospital during the
exam. You can arrange to be advised when the exam
is completed and to meet with the victim at that time.
Continued pg. 5
Pursuit Driving: Officers are reminded that when deciding whether to engage in a pursuit, they need to
evaluate the circumstances in relation to the Pursuit Matrix, which is in General Order 99-01 Police Vehicle
Pursuits. The matrix requires in part; that officers consider the original offense which initiated the pursuit, the
traffic conditions, road/weather conditions, speed limit and pursuit speed, and area in which the pursuit is
taking place or heading. Either the officer or supervisor may terminate the pursuit, at which time all involved
units should be advised to discontinue. Once a decision to discontinue is made all units shall disengage. Upon
the completion of a pursuit, both the officer and supervisor controlling the pursuit need to fill out reports
detailing the circumstances involved. Also, a pursuit is deemed a use of force and the officer(s) involved
need to complete a Use of Force Report.
With the implementation of the revised Property Control Inventory form, officers are reminded that they are
required to fill this out whenever they take property in to their possession. This form is to be used for found
property, with the exception of bikes, which must still go on an Incident form and keys, which are accounted
for else ways. For most incidents the Property Control form will suffice as is. In those incidents where there is
more property than there is space on the form, officers may use the supplemental Property Control form. In
this case fill out the top section of the Property Control Inventory form and then refer to the printed no, on that
form when filling out supplemental Property Control forms.
What you do speaks so loudly that I cannot hear what you say. Ralph Waldo Emerson
training 3
Am I Under Arrest
The following table represents constitutional issues,
which arise at various levels of intrusion/contact. The
issue; Is the person free to leave? If not; what must
the officer's actions be based on, when does Miranda
apply, and when may an officer search a subject.
(from Illinois Officer's Legal Source Book by Dale Anderson)
TEIR I-
TEIR 2 -
TEIR 3 -
Contact
Detention
Custody
Police
No Seizure
Seizure
Seizure
Intrusion
(contact /
(stop /
(custody /
chase)
detention)
arrest)
Evidence
Hunch or
Reasonable
Probable
Required
Mere
Suspicion
Cause
Suspicion
Officers
None
"Freeze"
Handcuff,
Powers
Suspect,
Book,
Search -only
Search
if Fear
Incident to
Arrest
Suspects'
Walk away
Leave after
Police may
Rights
or Ignore
short period
use
Officer
if no PC
Reasonable
Force
Miranda
No
No
Yes, Before
Required
Questioning
of Suspect
Use of force reporting issues
Officers are doing a good job of filling out Use of Force
reports, however there are several issues, which
reappear on a regular basis during the bi-monthly
review.
1) When filling in the type of incident, officers need to
put the type of the original incident. I.e. Public
Intox. While this may escalate to an Interference
charge, this section is requesting the original
reason for the contact.
2) Use of Force reports are subject to extra scrutiny.
Because of this officers need to take that extra
effort to see that the spelling is correct and basic
rules of grammar are followed. If in doubt, look it
up. Supervisors should keep this in mind when
reviewing the reports.
3) When destroying an animal, the officer does not
need to complete the Reload section of the form.
This is referring to a situation where the officer is
reloading for "tactical" reasons. The shots fired
and distance sections do need to be completed.
4) Officers should not fill in a name, AKA John or
Jane Doe on the "name of individual use of said
force applied:" section when destroying a deer.
CALEA UPDATE
November Training
At this time we are in compliance with approx. 205 of
the 439 CALEA standards. This does not include the
Members
Training
Hours
65 standards, which do not apply to our agency.
(These are mainly in the area of jail requirements,
2,13,50
FTO
40
courthouse security and reserve or auxiliary officers)
14 SRT
Situational Crwd Cnt
8
There are 20 plus standards, which are in the review
process.
14 SRT
Range
8
As part of the CALEA process, the Rules and
26,19
CST
40
Regulations manual is being reviewed. The R/R can
be used to comply with or document compliance with
23
Ordinance Update
g
numerous CALEA standards. As with the other
12,34
OIM computer trn
16
standards, we will attempt to incorporate existing
practices in the Rules and Regs. unless there is a
Watch Trn
00-23,24,25,07,06
conflict with a standard, is illegal or otherwise not
feasible. There are several sections in the R/R, which
80
IACP Conf
32
are not followed in practice. A particular standard may
31 members
FATS
25
require a written directive requirement, but the agency
must follow their written directives. This means must
follow what is written in the Rules and Regulations as
well as the General Orders. If you have a suggestion
for a revision in the current Rules and Regulations, get
your suggestion to me as soon as possible.
training 4
Exam
Continued from pg. 3
A.
The exam may be performed by a physician or SANE.
The latter is the plan that is "in the works" in Johnson
Co. and will be implemented soon.
B.
Recommend that your victim bring a change of clothes
with them to the hospital if possible, or have a friend
bring some, as their clothes will be seized for evidence
if they are wearing what was worn at the time of the
assault Encourage that they let the hospital collect
their clothes to clarify chain of evidence, all items
from the victim being collected at the same place/time.
C.
The nurse/physician will perform the exam, complete a
Sexual Assault Evidence Collection Kit, and ask the
victim questions about the assault that will be of
assistance during the investigation. (Be patient about
the length of this interview. If the victim decides not
to give you a detailed interview immediately, but then
1= decides they want you to pursue an investigation,
this interview may be your best source of immediate
information regarding the assault. Additionally, juries
consider information given to a physician during an
exam to be VERY CREDIBLE, and it is admissible in
court). This is an important interview.
D.
Part of this kit is a release of medical records form
which gives police the authority to obtain copies of the
victim's assault exam records.
E.
Be sure to take evidentiary items, the Exam Kit and
any other seized items, with you from the hospital and
submit them to evidence with an Evidence Inventory.
F.
Ask the victim if they signed a medical records release
form. If they did, and you weren't given a copy of it
from the nurse or doctor, ask the victim to sign one of
our medical release forms. Be sure to use the version
that has the specific release for results of date rape
drug analysis.
G.
An officer may be called to the hospital simply to
retrieve a Sexual Assault Evidence Collection Kit.
Identify somewhere on your report the patient number
from the hospital if the victim is not willing to have
their name revealed at this time. Complete an
Evidence Inventory sheet and submit the kit to the
Evidence Custodian immediately. Write a short
narrative including times and who notified the PD of
the kit's need for retrieval. Include the names of any
attending nurses or physicians that you can obtain.
These details can be important later if the victim
decides to pursue investigation.
After the Exam
A. If the patrol officer will be completing the
investigation, meet with the victim and determine if
they are able/willing to immediately do a more in-
depth interview.
B. If so, bring them to or have them meet you at the PD
for the interview.
C. Use the most private location possible. Consider
requesting access to an office not in use at the time.
The more sympathetic the environment you provide,
the more likely your victim may be to discuss the
details. Get them a beverage or snack if possible. (this
really lets them know you care and impresses RV AP).
D. If not willing to do an immediate interview, arrange
for one to be done at the earliest possible time.
E. If this assault is being handled by an investigator who
is being called in, make contact with that investigator
by telephone if possible, to clarify where the victim is,
what the status of the case is, answer any questions
they may have, and to coordinate if there is something
they would like to have done immediately.
Interview the victim
A. Assure the victim that you will not be shocked by
anything they have to say. Assure them that you are
notjudging them personally for anything that they may
have done during this incident, but that accurate details
are of the utmost importance and are your primary
goal. Point out that if their situation involved the use
of illegal drugs or excessive alcohol by them or
anyone else, that will not be a focus of your
investigation and you will not be charging them for
that. Explain that those kinds of details are what a
defense attorney will use in the eventuality of a trial,
and that forewarned is forearmed for the prosecuting
attorney.
B. Tell them that you may need to review a second time,
some of the information they give you, in order to
clarify details. Ask review questions to add detail to
descriptions such as, "he hit me". How was his hand,
open, closed fist, shoved, with which hand? "He held
me down". Ask here his hands were on her body to do
that. If you are unsure of a description, ask them to
demonstrate for you. Get names, addresses, and
telephone numbers of any persons they mention that
may have information about the assailant or the
incident.
C. If for some reason, you feel this may be a false report,
it is recommended that you complete the investigation
as normal, and then review your information with a
supervisor and/or consider forwarding the case to an
investigator. You should be very careful about
confronting a victim with your suspicions. An officer
needs to document and have clear reasons for or
evidence of a false report before making a definite
determination on this.
D. Before transporting a victim home or having them
leave, provide them with the contact number for the
Johnson Co. Victim/Witness Coordinator, Sandy
Bucher (prn. Booker). She has no direct line but is
contacted through the Johnson Co. Attorney's office at
#339-6100. She is the best source for information on
the status of a case after a charge has been filed.
training 5