HomeMy WebLinkAbout11-12-2002 ICPD Reports/MemosOFFICER
55,14,93
Z1
33,32,6
33
11
IOWA CITY POLICE DEPARTMENT
USE OF FORCE REPORT
SEPTEMBER 2002
DATE CASE #
9-1-02 2-8216
9-2-02 2-8266
9-2-02 2-8274
9-3-02 2-8300
9-7-02 2-8458
19 9-7-02 2-8467
43,45 9-7-02 2-8479
INCIDENT FORCE USED
Arrest Officer observed an individual
urinating in public. The subject ran
upon seeing the officer. Officers
caught the subject and directed him to
the ground where he continued to resist.
Officers used hands on controls to
subdue the subject.
Arrest Two subjects had committed a public
offense and ran from the officer. The
subjects disappeared into heavy brush.
The officer drew his sidearm while
searching.
Armed Subject Officers responded to a report of a
large fight that also involved a subject
in a vehicle armed with a gun.
Officers initiated a traffic stop on the
suspected vehicle and drew sidearms
for officer safety. Sidearms were
returned to their holsters once it was
determined that the subject was
unarmed
Warrant Service Officers were serving an arrest warrant
for an individual who had history of
assaulting and disarming officers.
Officer drew his sidearm upon making
entry into the residence for safety.
Disorderly Conduct
Traffic Stop
Juvenile charged
Officers observed an altercation and
responded to investigate. One of the
participants refused to cooperate and
attempted to walk away. Officer
attempted to detain the subject from
leaving by holding his shirt. The
subject then further resisted and the
officer directed the individual to the
ground to gain control. Subject
continued to resist and was exposed to
chemical agent to gain compliance.
Driver failed to stop the vehicle after
officer activated lights and siren.
Officer pursued the vehicle.
Officers received a stolen bicycle
report and observed juveniles with the
OFFICER DATE CASE #
36 9-13-02 2-8719
58 9-13-02 2-8764
58,19 9-18-02 2-9011
58 9-20-02 2-9086
INCIDENT FORCE USED
bicycle. Juveniles would not
accompany the officer to the squad car
to go to the police station. Officers
used hands on controls to place juvenile
in the vehicle for transport.
Arrest Subject was in the process of being
issued a ticket for disorderly house.
Subject then refused to sign the ticket.
When told he was under arrest the
subject pulled away and resisted
officers. Subject was directed to the
ground to gain control and also
exposed to chemical agent to effect
handcuffing.
Arrest Officers were conducting a bar check
and encountered subject who was
placed under arrest. Subject refused to
submit to handcuffing. Officer used
hands on techniques to effect the arrest.
Arrest A subject threw something at officers
then ran. Officer apprehended the
subject and directed him to the ground.
Subject continued to resist and was
exposed to chemical agent.
Arrest Officer was conducting a bar check and
placed a subject under arrest. Subject
resisted and officer used hands on
techniques to effect handcuffing.
98 9-21-02 2-9145 Fight in progress While breaking up a fight between
several individuals, one of the
participants attempted to flee from the
area. Officer caught up to the subject
and directed him to the ground.
58 9-21-02 2-9147 Fight in progress Subject was interfering with officer's
attempts to break up a fight between
individuals. Officer attempted to
expose subject to chemical agent but
was unsuccessful. Subject later taken
into custody without incident.
20 9-21-02 2-9149 Intoxicated person Subject was passed out in an alley.
When awakened, subject became
combative and attempted to strike
officers with his fists. Subject was
exposed to chemical agent.
34 9-24-02 2-9250 Animal Report of an injured deer in the
OFFICER DATE CASE #
56,51 9-24-02 2-9270
24,98
58,14
9-26-02 2-9317
9-29-02 2-9436
INCIDENT FORCE USED
roadway. Officer dispatched the animal
with service sidearm.
Arrest Subject was charged with a public
offense and refused to cooperate.
Subject became combative and was
exposed to chemical agent. Officers
then used hands on techniques to
control subject and effect handcuffing.
Arrest Subject was placed under arrest and ran
from officers. Subject was then
apprehended after a foot chase. Subject
continued to resist and was exposed to
chemical agent. Officers also used
hands on controls to effect handcuffing.
Fight in progress One subject resisted arrest and ran.
Officer exposed this subject to
chemical agent and then used hands on
controls to effect the arrest. Another
subject interfered with officers and
refused to obey commands to step back.
Officers used hands on techniques to
effect this arrest.
CC: City Manager, Chief, Captains, Lieutenants, Training Sergeant, City Clerk, Library, Website
WEAPONS
Date of Issue General Order Number
October 4, 2000 00-08
Effective Date Section Code
October 30, 2000 SER-05
Reevaluation Date I Amends / Cancels
October 2003 10102 NEW
C.A.L.E.A. Reference
1.3.9-12, 33.1.5, 33.5.1 Use of Force / Training
INDEX AS:
Firearms
Munitions
Off -duty weapons
Weapons
Special Response Team
Use of Force
Less Lethal
Training
Field Training
y
SER-05.1
N
I. PURPOSE
The purpose of this order is to identify those positions responsible for training officers in
the use of various types of weapons and the minimum requirements for officers to carry
certain weapons. In addition this order identifies minimum specifications handguns and
munitions must meet to be authorized by the Iowa City Police Department.
II. POLICY
It is the policy of the Iowa City Police Department to equip its officers with weapons and
ammunition which are safe and reliable. It also the policy of the Department to require
officers to demonstrate at least annually, proficiency in the use of all firearms, and
intermediate weapons utilized under color of official duty. The Iowa City Police
Department recognizes that combative, armed and/or violent subjects create handling
and control problems requiring special training and equipment.
SER-05.2
III. DEFINITIONS
Range Officer - A sworn member who has received specialized training in the
instruction of firearms training and activities (firearms instructor school). The Range
officer shall be responsible for all aspects of firearms training including the inspection,
evaluation, maintenance of and repair of all firearms authorized for use by the Iowa City
Police Department. The Range Officer shall be responsible for the development and
coordination of firearms training, courses of fire, recommendations for firearms, targets
and all supplies needed for the operation of the firing range and duty use.
Range Instructor - A sworn member who has received specialized training in the
instruction of firearms training and activities (firearms instructor school) and
recommended by the Range Officer, Training Officer and approved by the Chief of
Police or designee.
Armorer - Sworn member who has received specialized training to provide firearms
manufacturer's authorized maintenance and repair for authorized firearms. The armorer
must be recommended by the Range Officer, Training Officer and approved by the
Chief of Police or designee. The written approval shall specify which firearms the
armorer is authorized to maintain and repair.
Departmental issued handgun - Handgun issued to the officer by the department and
which the officer shall carry when on duty. Any exceptions require the approval of the
Chief of Police or designee.
Department issued shotgun - Shotgun provided by the department for deployment in
tactical situations.
Authorized Automatic Weapon - Any department issued automatic weapon which the
officer has met approved levels of proficiency in firearms qualification training.
Projectile Launcher - Any department issued launcher with which the officer has met
approved levels of proficiency in firearms or less lethal qualification training.
Less Lethal Philosophy - A concept of planning and force application which meets
operational objectives, with less potential for causing death or serious -injury%than;
conventional police tactics.
Subject - The person who is the focus of the police operation.
Official color of duty - Any action taken by a sworn officer whether On or aft duty
pursuant to his/her status or authority as a police officer and within the scope d their
duties.
Defensive Tactics Instructor - Sworn officer who has received specialized training in the
instruction of defensive tactics.
SER-05.3
Baton Instructor - Sworn officer who has received specialized training in the instruction
of department issued impact weapons.
Less Lethal Munitions Instructor - Sworn officer who has received specialized training in
the instruction of department issued less lethal munitions.
Department issued impact weapons - The department issued impact weapons will
consist of the collapsible straight baton or the 36" straight baton. Any deviation shall be
approved by the Chief of Police or.designee.
Personally owned weapons - Any weapons not purchased and owned by the
department. Personally owned weapons shall not be worn or carried on duty without
the express written permission of the Chief of Police or designee.
IV. PROCEDURES -
A. GENERAL FIREARMS REQUIREMENTS i
1. All on -duty sworn personnel, whether in uniform or non -uniform, shall be-
armed with a departmentally issued duty handgun. - w
a. Exceptions ro
-
i. Officers operating in a status where possession of a firearm` would
endanger the officer or the operation in which they are participating.
ii. Where there is a need to or requirement that officers secure their
weapon prior to entering a secured area. I.e. courtroom,
correctional facilities or psychiatric wings of hospitals.
iii. Officers with non -uniform administrative assignments while
performing that assignment.
iv. Officers on 'light duty" will carry weapons based on limitations as
provided by a physician.
2. Prior to initial issuance, weapons shall be reviewed, inspected and
approved. On an on -going basis, qualified instructors or armorers shall
conduct inspections of individual weapons. The date of the inspection and
name of the inspector shall be recorded and forwarded to the Range
Officer, "Quartermaster" (individual chemical and impact weapons),
Training Officer or SPIT supervisor, as appropriate.
a. If a weapon is determined to be unsafe, the instructor or armorer shall
remove it from use pending repair, record the malfunction, cause repair
to be made, and provide a replacement to the employee as soon as
practical.
3. Non -uniformed on -duty officers carrying a firearm in an unconcealed
manner must be readily identifiable as a police officer by wearing their
badge adjacent to the weapon.
SER-05.4
4. Whether on or off -duty, officers shall carry their police identification while
armed.
a. Exceptions
i. When participating in recreational shooting events.
ii. When the possession of police identification would endanger the
officer, or operation in which he/she is participating.
iii. When in the department issued Class A or Class B uniform, the
uniform may serve as police identification.
5. The carrying of a handgun while off -duty shall be at the discretion of the
officer. If the officer elects to carry a Department approved handgun off -
duty, it shall be concealed from public view. An officer electing not to
carry a handgun while off -duty shall not be subject to disciplinary action if
an occasion should arise in which they could have taken police action
were they armed.
6. The carrying of a personal backup firearm is prohibited.
7. All sworn officers shall be armed with a Department approved handgun
while operating any marked police vehicle.
8. Department issued firearms shall only be used for departmental duties.
9. All officers must meet approved levels of proficiency in firearms
qualification training as set forth by the Range Officer and approved by the
Chief of Police
10. While on -duty, officers shall carry their handgun fully loaded. (Le. full
chamber and magazines for semi -auto handguns and full cylinder for
revolvers.)
11.Long guns will be carried with the magazine loaded and the chamber
empty, unless being used by the officer.
12.Only magazines authorized by the department maybe used in a firearm.
13.Officers are responsible for the safekeeping and security of all department
authorized firearms in their custody.
14.Officers shall not carry any firearm under the following circumstances:
a. The officer is on suspension or is directed not to do so by the Chief of
Police.
b. The officer has not successfully met proficiency and qualification levels
as set forth by the Department.
c. While consuming alcoholic beverages or taking medication that impairs
physical or mental ability.
SER-05.5
15. Probationary officers shall carry weapons as directed by Field Training
protocols.
B. DISPLAY OF FIREARMS
1. Except for general maintenance, supervisory inspections, storage or
authorized training, officers shall not draw or exhibit firearms unless
circumstances create a reasonable suspicion that it may be necessary to
lawfully use the weapon in conformance with departmental directives.
Unless specifically designed to be carried in this fashion, at no time shall a
firearm be carried or placed in a cocked condition, except for a second or
subsequent shot of a semi -auto firearm.
3. Department owned firearms shall not be carried or utilized for any non -law
enforcement activity without the express written permission of the Chief of
Police or designee.
4. No officer shall display or provide any weapon to a citizen to inspect,
examine or otherwise handle unless authorized by the Chief of Police or
designee.
C. AUTHORIZED HANDGUNS
1. On -duty handgun, uniform duty r
a. An approved on -duty handgun for uniform duty is any department 1
issued handgun as approved by the Chief of Police. J
b. Specifications
i. Upon the effective date of this order, newly authorized handguns
must be double -action only or decock-only models. Single-action
handguns are not authorized.
ii. Minimum trigger pull weight: Factory trigger pull weight not less
than five (5) pounds.
iii. Barrel length: not less than 3.5 inches and not more than 6 inches.
iv. Ammunition capacity: six (6) round minimum.
v. Handguns shall be carried in department authorized holsters.
2. On -duty handgun, non -uniform duty
a. An approved on -duty handgun for non -uniform duty is any department
issued or personally owned departmentally approved handgun.
b. Specifications
i. Upon effective date of this order, newly authorized handguns must
be double -action only or decock only models. Single action
handguns are not authorized.
ii. Minimum trigger pull weight: Factory trigger pull weight not less
than five (5) pounds.
iii. Barrel length: not less than 3 inches and not more than 6 inches.
iv. Ammunition capacity: six round minimum.
SER-05.6
v. Handguns shall be carried in department authorized holsters unless
authorized by the Commander of Field Operations.
a) Exceptions: Undercover officers or officers assigned to plain
clothes duty shall wear a holster or otherwise safely secure their
weapon.
3. Off -duty Handguns
a. An approved off -duty handgun is any department issued handgun or
personally owned handgun meeting the following requirements.
i. Criteria for personally owned, off -duty handguns
a) .380 ACP or larger
b) .45 ACP or smaller
c) Annually inspected by a departmental armorer or firearms
instructor.
ii. Upon effective date of this order, newly authorized revolvers
must be double action. Single action only revolvers are prohibited.
Semi -automatics shall be carried according to manufacturer
specifications. Semi -autos which are carried with the hammer in
the rearward position shall be "cocked and locked" (hammer back
and safety on) and carried in an approved holster. Holsters shall
be approved by the Range Officer or Chief of Police.
iii. Minimum trigger pull weight: Factory pull weight not less than
five (5) pounds.
iv. Ammunition Capacity: five round minimum.
V. The handgun shall be concealed and carried in a secure
manner. (This does not include transportation of the weapon to
and from the officer's residence and the PD.)
4. Authorized Automatic Weapons
a. Specified Special Response Team (SRT) personnel may be authorized
to carry a department issued automatic weapon. The member, shall
demonstrate proficiency for qualification as set forth by the range
officer and approved by the Chief of Police.
5. Authorized Shotguns
a. An approved shotgun is any department issued shotgun.
6. Authorized Rifle
a. Specified SRT personnel may be authorized to carry � depapt rent
issued rifle. The member shall demonstrate proficiency for
qualification as set forth by the range officer and approved by the Chief
of Police.
7. Authorized Projectile Launcher
a. All officers who are assigned special weapons and ammunition shall
successfully complete the applicable qualification courses and training
provided by the firearms or less lethal instructor.
SER-05.7
8. Firearms Records
a. The Range Officer
by the Department
include:
shall maintain a record for each firearm approved
for use under official color of duty which shall
L Initial date of service <->
ii. Description
iii. Manufacturer and Caliber
iv. Serial number =_
v, Repair, service and modification history
vi. Officer and date issued
vii. Proficiency qualification scores and dates.
a. Proficiency qualification scores/dates shall be forwarded
Training Unit.
to) the
b. A copy of the firearm record shall be provided to the Commander of
Field Operations.
Firearms Modifications and Repairs
a. All department issued and department approved personally owned
firearms shall not be modified from the manufacturer's specifications,
except under the following circumstances:
i. All modifications or repairs shall be conducted by the manufacturer,
manufacturer authorized service center, or department approved
armorer.
Exception: Officers may personally install a slip-on grip on their
department issued or personally owned handgun. All other grip
changes or modifications shall be conducted per section i. above.
ii. The Range Officer shall be notified in writing of all modifications or
repairs. Documentation shall be kept on file with the primary
Range Officer.
10. Firearms Maintenance
a. Officers shall maintain all firearms issued to them, or approved for use
by the Department, in proper working order. Officers shall not
disassemble any Department issued or Department approved
personally owned firearm beyond field stripping, as per the
manufacturer recommendations for proper maintenance and cleaning.
All other disassembly shall be conducted by the manufacturer,
manufacturer authorized center, or department approved armorer.
b. Each repair or service transaction shall be documented and recorded
as required in section 9. ii. above.
11.Ammunition
a. Officers shall carry all department issued firearms or personally owned
firearms approved for duty use loaded with department issued
ammunition. This ammunition shall not be modified in any way.
b. The Range Officer shall be responsible for issuing all ammunition for
all officers of the Department.
SER-05.8
i. All ammunition shall be produced by a major commercial
manufacturer of such product.
ii. All issued duty ammunition shall be rotated at least on an annual
basis.
iii. All issued duty and training ammunition shall be approved by the
Chief of Police or designee.
iv. All ammunition carried in a department approved, personally owned
off -duty firearm shall be approved by the Chief of Police or
designee.
12. Firearms Proficiency, Training and Testing N _'
Courses of fire and tests designed to require the officer `.demonstrate . --,
accuracy, safety, functionality and maintenance of the firearms :the officer-'
carries or uses and knowledge of laws and departmental,=fequ14ns
concerning the use of force and weapons shall be required on_an annual
basis. 1�
a. All persons utilizing range facilities shall follow the direction of the
Range Officer/Range Instructor at all times.
b. Courses of fire will be designed by firearms training personnel to
include scores, target types, timing distance and practical conditions
that meet the needs of the department.
c. Scores will be documented as either pass/fail, or in annual firearms
qualification courses, as a numerical score with a minimum of 80%
required to pass and qualify.
d. Proficiency tests will include demonstrated ability of the officer to
accomplish the following: drawing, holstering, clearing stoppages,
loading, unloading, and safe handling of the firearm as designated by
the training staff.
e. Target types will consist of, but not be limited to the following:
i. Paper targets with printed design to represent areas to hit and be
used in scoring accuracy.
ii. Steel targets that present instant feedback to the officer on
accuracy.
iii. Shoot/don't shoot targets that represent the need for an officer to
react appropriately.
iv. Firearms Training System (FATS)
f. Successful completion of a transitional training course conducted by
the firearms training staff is required by any officer who changes from
primary handgun of one design to a handgun of another design, prior
to being approved to carry the new handgun.
g. Annual handgun proficiency qualification requirements shall consist of
successful completion of two courses consistent with ILEA for each
issued handgun.
h. All officers who are assigned special weapons and ammunition shall
successfully complete qualification courses and training designed by
the firearms training staff and those in charge of the affected units on
an annual basis.
SER-05.9
i. Remedial training shall be required of those officers who fail to achieve
the minimum scores or levels of proficiency that are required by the
Department.
i. Remedial training shall continue until the officer meets the
standard, or upon a third failed attempt to qualify, the Firearms
Instructor shall notify the officer's supervisor, Commander of Field
Operations and Chief of Police.
ii. Failure to meet the standard may result in temporary reassignment
to administrative duties that do not require the use of a firearm.
This may continue until the standard is met, but will not exceed five
(5) duty days.
iii. Continued failure to meet the standard may result in administrative
action being taken against the officer.
j. The Range Officer or Range Instructor conducting the firearms training
shall complete records documenting all firearms training for -each
officer. These records shall be retained by the Training LMit..
k. All firearm instruction, training and qualification shall be pi6�idec'Cby a,
certified instructor.
Li,
13. Less Lethal Impact Projectiles
a. There are many projectiles considered "less lethal". The primarytypes J
used by the Iowa City Police Department are:
i. "bean sock" round - 12 gauge
H. non -flexible - 37mm round
b. Only rounds purchased by the department may be deployed.
Deployment shall be consistent with departmental directives on the
Use of Force and the deployment of Less Lethal munitions.
c. All 37mm less lethal munitions and delivery systems will be maintained
by the SRT. This system will only be deployed by department
members who have been trained and qualified in its use.
d. Targeted subjects who have been struck by either of these projectiles
shall be secured and transported to a medical facility for examination.
e. Bystanders who are struck by less lethal munitions shall be
encouraged to seek medical attention at a medical facility.
f. Only those persons trained and qualifying with the device may deploy
the device.
14.Impact Weapons
Training will be designed to require the officer to demonstrate proficiency
with the types of impact weapons carried and knowledge of the laws and
directives concerning the use of impact weapons. When used as an
impact tool, they are considered a level four use of force. Officers shall
only carry impact weapons that are issued by the department.
a. All officers will complete a basic course of instruction in the proper use
and skill development of each type of approved impact weapon, prior
to being authorized to carry such weapons on duty.
SER-05.10
b. Officers will complete annual in-service training in the use of impact
weapons.
c. All in-service training shall be approved by the training unit prior to
implementation.
d. Remedial training will be required of those officers who fail to achieve
the minimum levels of proficiency that are required by the Department.
i. If the officer fails to meet the standard, the Baton Instructor shall
inform the officer's supervisor and Commanding Officer. Field
Operations.
ii. Continued failure to meet the minimum standard may result in
administrative action against the officer.
15. Chemical Agents
Chemical Agents will be available and may be used to incapacitate
subjects when lower levels of force would have been inappropriate or
have failed in the control or dispersal of these subjects.
a. Uniformed and non -uniformed personnel will be limited to the use of
Pepper Spray unless additional specialized training is received in the
use of other chemical agents.
b. The deployment of Chemical Agents other than the use of pepper
.,
spray must be authorized by the Commander of Field perati, or
designee. Examples of other agents and deployment me s in'lude
but are not limited to: _
i. 12 Gauge chemical munitions
cii
ii. 37 mm chemical munitions
iii. Foggers
y
16. Distraction Devices
The use of distraction devices is limited to the SRT and may only be
deployed by personnel who have received training in their use and
deployment.
17. Less Lethal/Intermediate Impact Weapons Records
The office responsible for Quartermaster function is responsible for
maintaining a record for each issued weapon other than firearms. The
SRT is responsible for maintaining a record of each special weapon
(firearm, less lethal, delivery device, etc.) maintained in that unit.
a. The record shall include:
i. Type of weapon/munitions
ii. Manufacturer
iii. Model number if any
iv. Serial number if any
v. Number of units (munitions)
vi. Address and location of storage
vii. Name of personnel issued to.
b. All weapons shall be inspected and found acceptable for use by the
unit supervisor prior to deployment.
SER-05.11
18. Proficiency Records
At least annually, each employee shall receive in-service training on the
Departmental Use of Force policy and demonstrate proficiency with each
approved less lethal weapon that the officer is authorized to use.
a. Such training shall be provided by a certified instructor.
b. Proficiency training records shall include results from tests or
demonstrations, dates, and rosters of attending officers. These
records shall be maintained by the Training Unit.
c. Remedial training shall be scheduled for employees who are unable to
qualify with an authorized weapon. The weapons system instructor
shall notify the immediate supervisor and the Commander of Field
Operations of the employee's remedial training status.
i. Until the employee achieves full certification, s(he) will not be
permitted to operate the specific weapons system other than in a
training environment.
ii. The employee may be temporarily re -assigned to administrative
duties pending successful completion of training and certification.
iii. Upon a third failed attempt to qualify with the weapon, the weapon
system instructor shall forward copies of the officer's training record
to officer's supervisor for possible administrative action.
Winkel hake, Chief of Police
WARNING
This directive is for departmental use only and does not apply in any criminal or civil
proceeding. The department policy should not be construed as a creation of a higher
legal standard of safety or care in an evidentiary sense with respect to third -party
claims. Violations of this directive will only form the basis for departmental
administrative sanctions.
�j
iJ
Ci
I
OPS-03.1
USE OF
FORCE
Date of Reissue General Order Number
April 28, 2001 99-05
Effective Date Section Code
April 21, 1999 OPS-03
Reevaluation Date Amends/Ganoels - u
April2003 5/02 95-03 - --
C.A.L.EA. Reference
1.3.1-1.3.8, 1.3.13 y
INDEX AS:
Use of Force
Use of Force Model
Arrests
I. PURPOSE
Reporting
Canine
Warning Shots
w
w
r�
Significant Force Investigation
The purpose of this policy is to provide members of the Iowa City Police
Department with guidelines on the use of deadly and non -deadly force.
II. POLICY
The Iowa City Police Department recognizes and respects the value and special
integrity of each human life. In investing officers with the lawful authority to use force to
protect the public welfare, a careful balancing of all human interests is required.
Therefore, it is the policy of the Iowa City Police Department that police officers shall
use only that force that is reasonable and necessary to effectively bring an incident
under control, while protecting the lives of the officers and others.
OPS-03.2
III. DEFINITIONS
Definition - Deadly force (Section 704.2, Code of Iowa) for the purpose of
this policy shall mean any of the following:
1. Force used for the purpose of causing serious injury.
2. Force which the actor knows, or reasonably should know, will create a
strong probability that serious injury will occur.
3. The discharge of a firearm, in the direction of some person with the
knowledge of the person's presence there, even though no intent to inflict
serious physical injury can be shown.
4. The discharge of a firearm, at a vehicle in which a person is known to be.
Definition - Serious injury (Section 702.18 Code of Iowa)
Means disabling mental illness, or bodily injury which creates a substantial risk of
death or which causes serious permanent disfigurement, or protracted loss or
impairment of the function of any bodily member or organ.
Definition - Reasonable force (Section 704.1, Code of Iowa)
Is that force and no more which a reasonable person, in like circumstances,
would judge to be necessary to prevent an injury or loss and can include deadly
force if it is reasonable to believe that such force is necessary to avoid injury or
risk to one's life or safety or the life or safety of another, or it is reasonable to
believe that such force is necessary to resist a like force or threat. Reasonable
force, including deadly force, may be used if an alternative course of action is
available if the alternative entails a risk to life or safety, or the life or safety -of a
third party, or requires one to abandon or retreat from one's dwellirio or place of
business or employment.
Definition - Reasonable officer: Objective Standard -
1. "The 'Reasonableness' of a particular use of force must be folged from
the perspective of a reasonable officer on the scene rather tt3on wiW the
20/20 vision of hindsight. Graham v. Connor, 109, S.Ct. 1865,1872.
(1989)
2. "Reasonableness" also takes into account that police officers make
judgements in a split second under circumstances that are "tense,
uncertain, and rapidly evolving - about the amount of force that is
necessary in a particular situation. Graham v. Connor, 109 S.Ct.
1865,1872. (1989)
OPS-03.3
Definition - As used in this policy, "less lethal munitions"
Means projectiles which are designed to stun, temporarily incapacitate, or cause
temporary discomfort to a person.
IV. Code of Iowa - Use of Force in Making Arrests and Preventing
Escape
Section 804.8 Use of force by peace officer making an arrest.
A peace officer, while making a lawful arrest, is justified in the use of any force
which the peace officer reasonably believes to be necessary to effect the arrest
or to defend any person from bodily harm while making the arrest. However, the
use of deadly force is only justified when a person cannot be captured any other
way and either:
1. The person has used or threatened to use deadly force in committing a
felony, or
2. The peace officer reasonably believes the person would use deadly force
against any person unless immediately apprehended.
A peace officer making an arrest pursuant to an invalid warrant is justified in the
use of any force which the peace officer would be justified in using if the warrant
were valid, unless the peace officer knows that the warrant is invalid.
Section 804.13 Use of force in preventing an escape.
A peace officer or other person who has an arrested person in custody is
justified in the use of such force to prevent the escape of the arrested person
from custody as the officer or other person would be justified in using if the
officer or other person were arresting such person.
V. PROCEDURES
DEADLY FORCE
i
A. Purpose of statement
y
1. To delineate the Department's policy regarding the use of deadly forcce.
2. To establish policies under which the use of deadly force is permissible.
B. Policy
1. Officers of the Iowa City Police Department may fire weapons to stop or
incapacitate an assailant to prevent serious bodily injury or death. For this
OPS-03.4
purpose and to minimize danger to innocent bystanders, the officer should
shoot at the center body mass, whenever possible.
2. An officer may use deadly force to protect him/herself or others from what
he/she reasonably believes to be an immediate threat of death or serious
injury.
3. An officer may use deadly force to effect the capture or prevent escape if:
a. the person used or threatened to use deadly force in committing a
felony, and
b: the peace officer reasonably believes the person would use deadly
force against a person unless immediately apprehended.
4. No distinction shall be made relative to the age of the intended target.
5. Warning shots by officers of the Iowa City Police Department are
prohibited.
6. A verbal warning shall be utilized prior to an officer discharging a weapon
unless it would compromise the safety of the officer or others.
7. Shooting at or from a moving vehicle is prohibited, except under the
following circumstances:
a. When the occupant of the vehicle is utilizing deadly force against the
police officer or other persons.
b. As a last resort to prevent death or serious injury to officers or other
persons.
c. As a last resort to apprehend a person who has just committed a
felony resulting in death or serious injury.
d. The discharge of firearms shall not be utilized when circumstances do
not provide a high probability of striking an intended target or when there
is substantial risk to the safety of other persons, including the_risk of `
causing vehicle accidents. Q
C. Injuries resulting from Use of force.
i
1. Officers shall render appropriate first aid to any person `injured'. or
complaining of pain following the use of force.
2. EMS will be summoned to the scene to ensure delivery of approphate
medical treatment when:
a. Requested by the subject(s) involved.
b. The extent of an injury is unknown or not visible.
c. The nature or extent of the injury dictates.
Officers shall error on the side of caution, requesting EMS to respond to
the scene if in doubt about the existence or extent of an injury.
D. Surrender of firearm.
OPS-03.5
When officers or employees discharge a firearm that results in personal injury
or death to any person, the officer or employee shall surrender that firearm to
his/her supervisor or a higher authority consistent with departmental
directives. Firearms involved in police shooting incidents shall not be
unloaded, cleaned, nor in any way altered from the condition immediately
following discharge other than to make the weapon safe for transport.
1. When more than one officer or weapon has been involved in a shooting
situation resulting in any injury or death, the involved weapons must be
surrendered to the commanding officer in accordance with departmental
directives.
2. The commanding officer receiving such firearm or firearms shall
immediately secure and document the same as evidence.
LESS LETHAL FORCE
A. Where deadly force is not authorized under this policy, officers should assess
the incident in order to determine which non -deadly technique will best de-
escalate the incident and bring it under control in a safe manner. Officers
shall use no more force than is reasonably necessary to gain control of an
individual or situation. Officers are authorized to use force consistent with the
Use of Force model.
B. Definition -Use of Force.
Use of force is any contact applied by an officer that significantly restricts or
alters the actions of another and/or compels compliance with the demands or
instructions of the officer. This includes the use of restraint devices such as
handcuffs.
Use of force by an officer is justified in, but not limited to, the following
situations: =
1. To protect the officer or others from physical harm.
2. To control an arrestee or a potentially violent person.
3. To restrain or subdue a resistant individual.
4. To bring an unlawful situation safely and effectively under control.
C. Officers shall use no more force than the officer reasonably believes is
necessary to effect an arrest, defend any person from bodily harm while
making an arrest, or maintain the custody of an arrested individual.
OPS-03.6
D. Officers shall render appropriate first aid or ensure medical treatment is
provided to any person injured or complaining of pain following the use of
force.
A. Any officer whose discharge of a firearm results in a serious injury or death
shall immediately contact his/her supervisor. If this is not practical, the officer
shall contact the on -duty patrol supervisor. The notified supervisor shall then
contact the following individuals:
1. The involved officer's division commander.
a. It shall be the Division Commander's responsibility to notify the Chief
of Police.
b. If the Division Commander cannot be notified, a watch supervisor shall
notify the Chief of Police.
2. The County Attorney of the county in which the incident occurred)
3. The City Attorney.
4. The City Manager. _
w
5. The Criminal Investigation Commander or his/her designee.
B. The on -duty watch supervisor shall be immediately notified or summoned to
the scene of any incident where use of force results in a physical injury.
REPORTING USE OF FORCE INCIDENTS
A. Discharge of Firearms -report required.
Any officer who discharges a firearm for any reason or purpose other than
those exceptions listed in this section, shall make a written report to his/her
immediate supervisor as soon as circumstances permit. This written report
will then be forwarded through the chain of command to the Chief of Police
for review. Exceptions to the requirement of a written report applies to the
following circumstances in which no accident or injury results:
1. The discharge of firearms on firearm ranges or in an area for firearms
practice.
2. Sporting events to include lawful hunting and organized shooting
matches.
B. When, in accordance with applicable law, it becomes necessary for an officer
to discharge a firearm to destroy an animal which presents a danger or is
OPS-03.7
seriously injured or ill, the officer will, prior to discharging the firearm, request
permission to do so from the on -duty supervisor. If such action must be
immediately taken in order to protect the officer's or another person's safety,
the officer need not delay action in order to request this permission. The
Watch Supervisor must be notified, however, immediately after the firearm is
used. A Use of Force report is required.
C. Review Committee
Use of force incidents shall be reviewed by a committee consisting of a
minimum of three sworn personnel. The committee shall consist of a Division
Commander, the Sergeant of Planning and Research and/or Training
Sergeant, and a third person designated by the Division Commander. This
group will, at a minimum, meet every two months to review the Use of Force
reports from the previous two months.
1. The purpose of this committee shall be to review all facts and reports
concerning use of force incidents for: appropriateness of force used, for
any training which may be necessary, and/or any need for policy changes.
This committee will make recommendations on these matters to the Chief
of Police.
All shooting incidents, with the exception of the destruction of animals,
shall be reviewed by a Division Commander and a committee made up of
five members of the department. This committee shall include a
Lieutenant, a Sergeant, and three officers.
2. The purpose of this committee will be to review all facts and reports
concerning shooting incidents (absent destruction of animals, such cases
being reviewed by the Use of Force Review committee) for
appropriateness of force used, for any training recommendations which
are necessary, and/or any need for policy changes. This committee will
make recommendations on these matters to the Chief of Police.
D. Reporting a Use of Force Incident.
1. A Use of Force report with a written narrative regarding any `use of force
incident will be included with an incident report. The report(slsfall contain,
the following information:
a. Arrestee/suspect information.
b. Case/incident number(s), date and time of incident, and reporting* -
officer.
c. Description of actual resistance encountered. y
d. All required fields completed in Use of Force report.
e. The force used by the officer to overcome the resistance and the
specific weapon or technique used.
f. A description of any alleged or actual injuries to either the officer or
suspect.
g. Pictures taken of any injuries to either the officer or suspect.
OPS-03.8
2. When the only use of force is the application of handcuffs, double locked,
no use of force report is necessary. The application of handcuffs, double
locked will be documented on a written complaint or citation or in the body
of an incident report.
3. All reports concerning use of force shall be forwarded through the chain of
command to the Division Commander for review.
E. At a minimum, the Chief of Police and/or designee will review all reports and
incidents of force annually. A review of reports and incidents of force could
reveal patterns or trends that indicate training needs and/or policy
modifications.
INVESTIGATION OF USE OF FORCE RESULTING IN DEATH OR SERIOUS
INJURY
A. When any member of the police department is involved in an incident
resulting in death or serious injury, a thorough and objective investigation of
facts and circumstances will be initiated as soon as practical by the Chief of
Police's designees and completed as soon as practical.
B. The Chief of Police or his/her designee shall decide whether the DCI and/or
any other outside agency shall be called to assist in the investigation.
C. If an incident resulting in death or serious injury which involve" swom'lowa
City police officer occurs in another police jurisdiction, the`>pfficew ',shall
cooperate with that jurisdiction, as set forth in Iowa City Police" 6epartmenf-i
directives.
D. The on -duty watch commander/supervisor shall ensure that app{opriatease __
reports are initiated and that potential evidence is preserved.
C.J
E. The officer(s) involved in the death or serious injury may be relieved of field
duty without the loss of pay or benefits, pending the results of the
departmental investigation. Other officers involved in the incident also may
be relieved of field duty without loss of pay or benefits at the discretion of the
Chief of Police, while the investigation is pending:
1. The officer shall be available at all times for official interviews and
statements regarding the case, and shall be subject to recall to duty at
any time. The officer must receive permission from the Chief of Police, or
the Chief's representative, prior to leaving the metropolitan area. If such
permission is given, the officer shall supply phone number(s) of their
location and duration of their absence.
2. The officer will not discuss the case with anyone except the prosecuting
attorney and/or persons designated by the Chief of Police or their
designee. This does not prohibit the officer from discussions with their
OPS-03.9
attorney, The officer will attend post -traumatic stress counseling at the
discretion of the Chief of Police.
3. At the discretion of the Chief of Police, the officer may be returned to duty
upon departmental receipt of a letter from the counselor or mental health
professional indicating the officer's fitness for duty.
F. The investigation and administrative leave policy outlined herein is not
intended to imply or indicate the officer has acted improperly, but is designed
to safeguard the officer and the Department.
G. The Chief of Police may appoint one or more individuals to conduct a
separate yet parallel (administrative) investigation into a use of force incident
to ensure all personnel followed departmental policies and guic!E#i es.
USE OF FORCE MODEL —;
u,
A. Police officers are given the unique right to use force, even deadly force,__;_i
against others for legitimate law enforcement purposes. The right -to use:force
carries with it an obligation to use that force in a responsible manner. Police
agencies have an obligation to provide their employees with the poKes,
training, and tools necessary to accomplish their mission. Selection of a use
of force response from the options articulated in this model will be based on:
the skills, knowledge, and ability of the officer; the perceived threat and
amount of resistance offered by a subject; and consideration of the situational
framework. A defined Use of Force model will enhance the department's
ability to manage the use of force and will benefit the officer by providing
guidance, resources, and options.
B. Officers of the Iowa City Police Department shall follow the principles of the
Use of Force model. The model describes an escalation of force, which is
based on a reasonable officer's perception of threat or resistance. As a
subject's resistance escalates, more force options become available to the
officer. When resistance stops, the officer must de-escalate, but only after
control (e.g. handcuffing) is accomplished. Officers of the Iowa City Police
Department must generally employ the tools, tactics, and timing of force
utilization consistent with the Model's proscription and training protocols. Due
to the fact that officer/citizen confrontations occur in environments that are
potentially unpredictable, 'tense, uncertain, and rapidly evolving" (Graham v.
Connor, 109 S.Ct. 1865, 1872. (1989) the officer may utilize tools, tactics,
and timing outside the parameters of the Model. However, these applications
of force must meet the same test of reasonableness as those' which have
been previously identified and approved by the Department.
C. Reasonable officer's perception/Reasonable officer's response (see attached
matrix)
OPS-03.10
R. J. Winkelhake, Chief of Police
WARNING
This directive is for departmental use only and does not apply in any criminal or civil
proceeding. The department policy should not be construed as a creation of higher
legal standard of safety or care in an evidentiary sense with respect to third -party
claims. Violations of this directive will only form the basis for departmental
administrative sanctions.
C
„
1
W
OPS-03.11
LEVEL ONE
Perception - Subject is compliant
Response - Cooperative controls (includes: mental preparation, spatial positioning,
communications skills, handcuffing positions and techniques, searching techniques,
arrest and transport controls)
COOPERATIVE
•
'•
USE OF FORCE MODEL — FUNCTIONAL PROFILE
COMPLIANT LEVEL I
COOPERATIVE CONTROLS
MENTAL PREPARATION
>
>
>
PERCEPTION SKILLS
RISK ASSESSMENT
SURVIVAL ORIENTATION
SPATIAL POSITIONING
>
>
>
OFFICER STANCE
BODY LANGUAGE
RELATIVE POSITIONING
COMMUNICATION SKILLS
>
>
VERBAL
NON—VERBAL
HANDCUFFING POSITIONS
>
>
>
>
WALL
STANDING
PRONE
KNEELING Q
HANDCUFFING TECHNIQUE
>
CONTROLLED
SEARCHING TECHNIQUES
>
>
>
>
WALL
STANDING
PRONE �a
KNEELING --
SPECIALIZED TECHNIQUES
>
>
>
OPPOSITE SEX
FRISK
STRIP
ARREST TECHNIQUES
>
>
SINGLE OFFICER
MULTIPLE OFFICERS
ESCORT CONTROLS
>
>
SINGLE OFFICER
MULTIPLE OFFICERS
TRANSPORT CONTROLS
>
>
SINGLE OFFICER
MULTIPLE OFFICERS
OPS-03.12
LEVEL TWO
Perception - Subject is passively resistant
Response- Contact controls (includes: contact controls, conflict management
techniques, mass formation arrest techniques (multiple officer lifts, stretchers,
wheelchairs etc.)
USE OF FORCE MODEL - FUNCIONAL PROFILE
RESISTANT PASSIVE LEVEL II CONTACT CONTROLS
ENFORCEMENT ELECTIVES I
CONFLICT MANAGEMENT TECHNIQUES > SINGLE SUBJECT
> MULTIPLE SUBJECTS
> ARM
CONTACT CONTROLS > WRIST
> HAND
ARREST TECHNIQUES > MASS FORMATION > ESCORT TECHNIQUES
> TRANSPORT TECHNIQUES
OPS-03.13
LEVEL THREE
Perception -Subject is actively resistant
Response - Compliance techniques (includes: neuro-muscular controls, joint
manipulation, nerve compression, chemical irritants, e.g. OC spray, controlled stopping
devices for fleeing vehicle incidents)
COMPLIANCE TECHNIQUES
USE OF FORCE MODEL - FUNCTIONAL PROFILE
RESISTANT Active LEVEL III COMPLIANCE TECHNIQUES
ENFORCEMENT ELECTIVES: I & II
> NERVE COMPRESSION TECHNIQUES
COMPLIANCE CONTROLS > CHEMICAL IRRITANTS, CROWD
CONTROL CHEMICAL MUNITIONS
> CONTROL TACTICS
> HEAD
NERVE COMPRESSION TECHNIQUES: > NECK
NEURO-MUSCULAR CONTROLS > ARM
> LEG
CONTROL TACTICS > WRIST ROTATION
> ELBOW LEVERAGE
OTHER WEAPONS > BICYCLE
CANINE CONTROL/APPREHENSION
TECHNIQUES
BICYCLE > TAKE DOWN TECHNIQUES
VEHICLE PURSUIT TACTICS > COMMUNICATIONS/ASSESSMENT SKILLS
> PACING/TRAILING TECHNIQUES
OPS-03.14
LEVEL FOUR
Perception - Subject is assaultive and likely to cause bodily injury
Response- Defensive tactics (includes: personal weapon defense, e.g. hands, knees,
feet, active countermeasures, etc.; impact weapons, e.g. ASP, weapon retention
techniques)
USE OF FORCE MODEL - FUNCTIONAL PROFILE
ASSAULTIVE(Bodily Harm LEVEL IV
DEFENSIVE TACTICS
ENFORCEMENT ELECTIVES:
I, 11, III
>
>
PERSONAL WEAPON DEFENSES >
>
>
HEAD
HANDS
ELBOWS
FEET
KNEES
IMPACT WEAPONS ASP >
STRIKES
>
LESS LETHAL WEAPONS >
>
IMPACT PROJECTILES
CANINE OPERATIONS
OTHER OPTIONS
WEAPON RETENTION TECHNIQUES (Less Lethal) >
>
>
FRONT
REAR
SIDE
r.7
c,n
c.�
OPS-03.15
LEVEL FIVE
Perception - Subject is assaultive and likely to cause SERIOUS bodily injury or death
Response- Deadly force (includes: weapon/weapons attack defense, lethal force
utilization with service/supplemental weapons, forcible stopping techniques for assault
with vehicle incidents)
USE OF FORCE MODEL - FUNCTIONAL PROFILE
ASSAULTIVE LEVEL V DEADLY FORCE
Serious Bodily Harm/Death
ENFORCEMENT ELECTIVES; I, II, III & IV
> WEAPON
ATTACK DEFENSE > WEAPONLESS
> WEAPON RETENTION TECHNIQUES
> SERVICE WEAPON
LETHAL FORCE UTILIZATION > SUPPLEMENTAL WEAPON
> OTHER OPTIONS
OTHER OPTIONS: > CONTACT
FORCIBLE STOPPING TECHNIQUES > ROADBLOCK
O
-
LEG-04.1
`SEARCH AND
SEIZURE
Date of Issue General Order Number
January 10, 2000 00-01
Reevaluation Date I Amends / Cancels
January 2004 10102 NEW
C.A.L.E.A. Reference
1.2.4
INDEX AS:
Search
Seizure
Warrants
Arrests
Stop and Frisk
I. PURPOSE
The purpose of this order is to provide members of the Iowa City Police Department
with guidelines and background pertaining to search and seizure.
II. POLICY
it is the policy of this department to conduct searches that are both legal and thorough.
Such searches are to be conducted in strict observance of the Constitutional Rights of
the persons being searched and with due regard for the safety of the officers involved.
All seizures shall comply with all relevant state and federal statues governing the
seizure of persons or property.
LEG-04.2
III. DEFINITIONS ""�' f ?J r,'` 3: 4
A. Constitution of the United States of America:
lil"
Amendment 4
The right of the people to be secure in their persons, houses, papers, and effects,
against unreasonable searches and seizures, shall not be violated, and no Warrants
shall issue, but upon probable cause, supported by Oath or affirmation, and
particularly describing the place to be searched, and the person or things to be
seized.
B. Constitution of the State of Iowa:
Article I. Bill of Rights
Section 8. The right of the people to be secure in their persons, houses, papers and
effects, against unreasonable searches and seizures shall not be violated; and no
warrant shall issue, but on probable cause, supported by oath or affirmation, and
particularly describing the place to be searched, and the persons and things to be
seized.
IV. PROCEDURES
Search and Seizure Without a Warrant
The Iowa City Police Department recognizes that "citizens have the right to be free of
unreasonable search and seizure" as afforded by the Constitution of the United States.
This Department will strive to ensure that all searches and seizures meet current legal
requirements. In recognition of this, the following guidelines are to be considered when
making a determination to search without a warrant.
A. Consent to Search:
1. Persons or property may be searched upon the consent of the person, owner or
person in control of the property or item to be searched. The person giving
consent must do so voluntarily. The officer is obligated to abide by any
constraints placed on the search by the person.
B. Exigent Circumstances:
1. An officer may search without a warrant when the public safety is endangered
and obtaining consent or a warrant is impractical.
C. Moveable vehicles which may contain evidence that may be removed or destroyed
without a timely search being made:
1. A vehicle may be searched if an officer reasonably believes that it may contain
evidence of a crime, which may be destroyed or moved, and it is impractical to
obtain a warrant.
LEG-04.3
D. Stop and Frisk: 2 G, 23 F
1. An individual may be frisked for weapons if an offidbrylas4an articulable concern
for his/her safety. Q T'r
E. Inventory Searches of Impounded Vehicles:
1. Inventory searches of impounded or seized vehicles may be conducted for the
purpose of documenting property contained in the vehicle. An inventory search
should not be used when the primary reason is to obtain evidence. (see impound
policy)
F. Search Incident to Arrest:
1. When an arrest is made, the officer will conduct a search of the arrested person
and the area in the immediate control of the arrested person for the purpose of
ensuring the officers' safety, preventing the person from escaping, discovering
the fruits of the crime, or discovering instruments or articles which may have
been used in the commission of a crime or constitute evidence of an offense.
This search must be contemporaneous in place and time.
G. Plain View:
1. Officers may visually search items or property that are in plain view, provided
that the officer has the right to be in the position from which the view was made.
H. Crime Scene Search:
1. Depending on the location of a crime scene, consent or a warrant may be
required prior to a search. (i.e. public v. private property)
I. Officers may search persons on premises during the execution of a search warrant
in order to protect their safety, prevent disposal or concealment of property subject
to the warrant or to remove any items that could be used to effect an escape or
resist arrest.
J. Officers may conduct warrantless searches in other situations under applicable case
law. (See training documentation)
K. Search and Seizure Pursuant to Warrant
1. When an officer has probable cause to believe that a crime has been committed
on the premises to be searched, or that evidence of a crime could be located there,
officers shall obtain a search warrant prior to entry and search in accordance with
applicable state law and procedures. (See training documentation.)
If it is unclear if a situation falls into one of the above categories and an officer believes
that there is need to search a person, location or item; the officer should consult with an
on -duty watch supervisor. If a determination is not reached, the on -call County Attorney
shall be called for advice on how to proceed.
LEG-04.4
ill
R. . Winkelhake, Chief of Police
WARNING
This directive is for departmental use only and does not apply in any criminal or civil
proceeding. The department policy should not be construed as a creation of higher
( legal standard of safety or care in an evidentiary sense with respect to third -party
claims. Violations of this directive will only form the basis for departmental
administrative sanctions.
N
r�
r
�
_'r
^J
PER-04.1
TEMPORARY/
LIGHT DUTY
Date of Issue General Order Number
10/30/02 02-01
Effective Date Section Code
10/30/02 1 PER-04
Reevaluation Date Amends/Cancels
OCTOBER 2003 1 NEW
C.A.L.E.A. Reference
INDEX AS:
Light Duty Temporary Light Duty
FMLA Injury
I. PURPOSE
The purpose of this order is to establish the authority for granting temporary light -duty
assignments and to establish procedures for granting temporary light duty to eligible
officers and civilian personnel within the department.
POLICY
imporary light -duty assignments, when available, arei fo( officers and othe[ eligible)
)rsonnel in the department who, because of injury, illness or disability,; are temporarily)
of
on
it is
PER-04.2
III. DEFINITIONS '''-''
Eligible Personnel: For purposes of this policy, a sworn or civilian member, suffering
from medically certified illness, injury or disability, who is temporarily unable to ipe1orm
their regular assignment but is capable of performing alternative assignment��_)V!!
Family Medical Leave Act (FMLA): Federal law providing for up to twelve (12)
weeks of annual unpaid leave for eligible workers, for their own serious health condition
or other situations as outlined in the law and the City's FMLA policy.
IV. PROCEDURE
A. GENERAL PROVISIONS
1. Temporary light -duty positions are limited in number, task, variety, and
availability. Therefore:
a. personnel injured or otherwise disabled in the line of duty shall be given
preference in initial assignment to light duty; and
b. assignments may be changed at any time, with concurrence of the
treating physician, if deemed in the best interest of the employee or the
agency.
2. This policy in no way affects the privileges of employees under provisions of
the Family and Medical Leave Act, Fair Labor Standards Act, Americans with
Disabilities Act, collective bargaining agreement, or other federal or state law.
3. Assignment to temporary light duty shall not affect an employee's pay
classification, pay increases, promotions, retirement benefits or other
employee benefits.
4. No specific position within the Department shall be established for the use as
a temporary light -duty assignment, nor shall any existing position be
designated or utilized exclusively for personnel on temporary light duty.
5. Light -duty assignments are strictly temporary and normally will not exceed 60
days in duration. After 60 days, personnel on temporary light duty who are
not capable of returning to their original duty assignment shall:
a. Present a request for extension of temporary light duty, with supporting
documentation, to the Chief of Police or designee.
b. Pursue other options as provided by employment provisions under federal
or state statute.
6. Officers on temporary light duty are strictly prohibited from engaging in
outside employment in which that officer may reasonably be expected to
perform law enforcement functions which they have been determined
physically or mentally unable to perform on behalf of the department.
7. Officers/employees who are medically prohibited from performing their
regularly assigned duties may not engage in outside or "off -duty" employment
until approved by the Chief of Police. Officers/employees shall provide the
Chief of Police documentation from their attending physician stating that the
outside / off -duty employment is medically permitted.
8. Depending upon the nature and extent of the disability, an officer on
temporary light duty may be prohibited or restricted from wearing
departmental uniform, carrying a weapon or otherwise limited in employing
PER-04.3
i
police powers as determined by the Chief of Police so long as such
I Tinitk6i�talre consistent with this policy.
9. Light -duty assignments shall not be made for disciplinary purposes.
C Offacers'e ployees who incur a duty -related injury and refuse a temporary-
�� t llighf duty`lAssignment may be subject to loss of Chapter 411 or Worker's
Compensation benefits. However, such officers/employees may be covered
by FMLA provisions with respect to obtaining leave, whether paid or unpaid,
per City FMLA policy.
B. TEMPORARY LIGHT -DUTY ASSIGNMENTS
1. Temporary light -duty assignments may be drawn from a range of technical
and administrative areas that include but are not limited to the following:
a. administrative functions (e.g. report review, special projects)
b. clerical functions (e.g. filing)
c. report taking (e.g. telephone reports)
d. communications
2. The Office of Chief of Police shall maintain an inventory of available job
assignments that may be used for temporary light duty.
3. Decisions on temporary light -duty assignments shall be made based upon
the availability of an appropriate assignment given the applicant's skills,
knowledge and abilities; availability of light duty assignments; and the
physical limitations imposed on the officer.
4. Every effort shall be made to assign officers/employees to positions
consistent with their rank and pay classification. However; where deemed
appropriate, personnel may be assigned to positions designated for
personnel of lower rank or pay classification. Officers/employees thus
assigned shall:
a. retain the privileges of their rank but shall answer to the supervisory
personnel of the unit to which they are assigned with regard to work
responsibilities and performance; and
b. Retain the pay classification and related benefits of the position held prior
to their assignment to temporary light -duty.
C. REQUESTS FOR AND ASSIGNMENT TO TEMPORARY LIGHT DUTY
1. Requests for temporary light -duty assignments shall be submitted to the
officer's / employee's immediate supervisor. Requests shall be
accompanied by a statement of medical certification to support a requested
reassignment, which must be signed by the treating physician. The
certificate must include an assessment of the nature and probable duration
of the disability, prognosis for recovery, nature of work restrictions and an
acknowledgement by the health-care provider of familiarity with the light -duty
assignment and a statement that the employee can physically assume the
duties involved.
2. The request for temporary light duty and the physician's statement shall be
forwarded to the Office of Chief of Police. The Chief of Police or designee
may consult with the City's Personnel Administrator and/or other City
Department prior to making a determination regarding the assignment to
temporary light -duty.
PER-04.4
a. The Department may require the employee to submit to an independent
medical examination by a health provider of the Department's choosing.
In the event the opinion of this second health care provider differs from
the foregoing health provider, the employee may request a third opinion
0 UC�!''t the employer's expense.
b. The employee and representative of the Department shall cooperate and
act in good faith in selecting any third health-care provider, and both
parties shall be bound by that medical decision.
3. Employees not on FMLA leave, who have not requested temporary light -duty
may be recommended for such assignment by submission of a request from
the officer's/employee's immediate supervisor or unit commander. Such
request must be accompanied by an evaluation of the employee conducted
by a competent medical authority expressing the need for temporary light -
duty or by a request / order for a medical or psychological fitness -for -duty
examination.
a. Notice shall be provided to the employee of the proposed temporary light -
duty assignment together with justification for the recommendation.
b. The employee may challenge the proposed reassignment using
established grievance procedures.
c. Pending results of a grievance procedure, an employee may be
reassigned if, in the opinion of Chief of Police or designee, failure to
reassign may jeopardize the safety of the officer, other employees, or the
public.
4. As a condition of continued assignment to temporary light -duty, officers may
be required to submit to monthly physical assessments of their condition.
D. PREGNANT OFFICERS
1. Pregnant officers/employees are eligible for temporary light -duty assignments
as available and as appropriate to their physical well being.
2. Where appropriate temporary light -duty assignments are unavailable,
pregnant officers may pursue other forms of medical, disability or family leave
(FMLA) as provided by federal or state statute, or contract.
3. On a monthly basis, pregnant off icers/employees• on light -duty shall submit a
physician's medical certificate that document:
a. the officer's physical ability to perform the present assigned duties,
b. the physician's appraisal that the type of work being performed will not
injure the officer/employee or her expected child, and
c. any recommended duty restrictions or modifications including temporary
light -duty.
4. Pregnant officers/employees shall be permitted to continue working on
regular duty or temporary light -duty assignments as long as they present
monthly physicians certificates or until such time as a physician recommends
that work be curtailed.
PER-04.5
hIlWinkelhalke, Chief of Police
WARNING
This directive is for departmental use only and does not a I poly in any criminal or civil'
proceeding. The department policy sh oUld, hot be. construed as�acreatio'h-of A hfgher�
legal standard of, safety or care in,ai) evidentiary sense With rosp I 66t 'to' third-p rtjr
claims. Violations of this directive Will only form' the basis' for departmental; administrative sanctions.
OPS-02.1
�:r._ I � (7: f G _ ,i u .r;
POLICE
VEHICLE
PURSUITS
Date of Issue General Order Number
February 10, 1999 1 99-01
Effective Date Section Code
March 1,1999 1 OPS-02
Reevaluation Date Amends/Cancels
August 2003 6/02 90-01 OPS-02
C.A.L.E.A. Reference
1.2.7, 1.3.2, 41.2.1, 41.2.2, 41.2.3 See Index
INDEX AS:
Use of Force
Vehicle Pursuits
Reports
1. PURPOSE
Tire Deflation Devices
It is the purpose of this policy to state the guidelines to be followed during vehicular
pursuits.
II. POLICY The initiation of a pursuit is justified when, in the officer's judgement, a
suspect exhibits the intent to avoid arrest using a motor vehicle to flee. Initially
the officer must determine if the necessity of immediate apprehension outweighs
the level of danger created by the pursuit. This evaluation must continue
throughout the course of the pursuit by the officer and his/her supervisor. All
pursuits will be conducted in strict accordance with section 321.231 of the Code
of Iowa and all emergency vehicles will utilize both audible and visual signaling
devices when engaged in pursuits.
OPS-02.2
III. DEFINITIONS
321.231 Authorized emergency vehicles and police bicycles.
1. The driver of an authorized emergency vehicle, when responding to
an emergency call or when in the pursuit of an actual or suspected
perpetrator of a felony or in response to an incident dangerous to
the public or when responding to but not upon returning from a fire
alarm, may exercise the privileges set forth in this section.
2. The driver of any authorized emergency vehicle, may:
a. Park or stand an authorized emergency vehicle, irrespective of
0 the provisions of this chapter.
b. Disregard laws or regulations governing direction of movement
for the minimum distance necessary before an alternative route
- ` that conforms to the traffic laws and regulations is available.
J63. The driver of a fire department vehicle, police vehicle, or
ambulance, or a peace officer riding a police bicycle in the line of
duty may do any of the following:
a. Proceed past a red or stop signal or stop sign, but only after
slowing down as may be necessary for safe operation.
b. Exceed the maximum speed limits so long as the driver does
not endanger life or property.
4. The exemptions granted to an authorized emergency vehicle under
subsection 2 and for a fire department vehicle, police vehicle or
ambulance as provided in subsection 3 shall apply only when such
vehicle is making use of an audible signaling device meeting the
requirements of section 321.433, or a visual signaling device
approved by the department except that use of an audible or visual
signaling device shall not be required when exercising the
exemption granted_ under subsection 3, paragraph "b" of this
section when the vehicle is operated by a peace officer, pursuing a
suspected violator of the speed restrictions imposed by or pursuant
to this chapter, for the purpose of determining the speed of travel of
such suspected violator.
5. The foregoing provisions shall not relieve the driver of an
authorized emergency vehicle from the duty to drive with due
regard for the safety of all persons, nor shall such provisions
protect the driver from the consequences of the driver's reckless
disregard for the safety of others.
Pursuit - For the purpose of this policy, pursuit means chasing a fleeing suspect.
OPS-02.3
IV. PROCEDURES
E_
U—,
A. Initiation: The pursuing officer must carefully consider the safety of
persons and property before engaging in a vehicular pursuit. Some of the
factors that should be considered when determining whether to initiate,
continue or terminate a vehicular pursuits are:
1. Time of day - high speed pursuits occurring during a time when
there is a high level of activity (businesses, schools), are normally
more hazardous than those occurring during periods of low activity.
Volume of vehicular traffic - pursuits occurring during periods of
=s heavy traffic flow are more hazardous than those occurring at other
times.
3. Location of pursuit - pursuits through residential areas or along
c� streets near or adjacent to schools are normally more hazardous
C than those in lightly populated areas.
4. Weather conditions.
5. Road conditions.
6. Speed involved
7. Nature of the offense - pursuits for persons suspected of
involvement in felonies are viewed as more justifiable than those for
persons suspected of traffic or other misdemeanor violations.
However, there shall be no assumption that the commission or
suspected commission of a felony constitutes automatic
authorization to pursue by vehicle.
8. The condition of the police vehicle should be considered.
9. Consideration should be given to the driving skills of the pursuing
officer.
10. Can the offender be identified and therefore apprehended by other
means?
B. Officers shall be familiar with and use the following Pursuit Decision Matrix
as guidance in determining whether to initiate or continue a pursuit. The
Pursuit Decision Matrix is very similar to the Use of Force Continuum as
set out in the Department's Use of Force policy. It is a guide designed to
assist the officers in their use of discretion and shall be followed when
making vehicular pursuit decisions. The degrees of risk associated with
vehicular pursuit in specific circumstances are defined as follows:
OPS-02.4
PURSUIT DECISION MATRIX GUIDES
LOWER RISK
1. Marked vehicles
2. Straight roads, good surfaces, clear line of sight
3. Few intersections
4. Few or no pedestrians
5. Good weather
6. No hazardous maneuvers by violator
7. Speeds at or less than 20 m.p.h. over the posted limit
8. Officer is calm and in control
9. Lack of special circumstances (i.e., school zones, hospitals, etc.)
MODERATE RISK
1. Some intersecting streets (i.e., residential area)
2. Light pedestrian traffic
3. Moderate traffic, little congestion
4. Speeds 20 m.p.h. greater than the posted speed limit
5. Officer generally calm, under control
6. Some hazardous, but not extreme maneuvers (i.e., crossing center
line to pass vehicles, sudden lane changes) by the violator.
HIGH RISK
1. Frequent intersecting streets (i.e., a business district)
2. Poor weather, slippery streets, low visibility
3. Blind curves or intersections, narrow streets
4. Numerous pedestrians
5. Heavy, congested traffic
6. Speed twice the posted speed limit, or greater than 80 m.p.h.
7. Extremely hazardous maneuvers (i.e., driving against oncoming
traffic; failing to stop for red lights) by the violator
8. Numerous vehicles in pursuit
9. Officer excited, not in full control of emotions
10. Existence of special circumstances (i.e., school zones, hospitals,
etc.)
NOTATION
The courts have decided that the officer will be judged from the perspective of a
reasonable officer on the scene (Graham V. Conner). With this in mind, officers should
give serious consideration to all of the factors before deciding to initiate a pursuit and
continue to evaluate the need to pursue versus terminating the pursuit.
OJ
y�
.�
OPS-02.5
PURSUIT DECISION MATRIX
HIGH RISK
Violent Felony -
Imminent Threat
May Pursue Continue to Assess Risk
May Pursue
Continue to Assess Risks
May Pursue. Discontinue if Risks Exceed Known Threat to Public Safety if Capture is
Delayed.
Felony - Violent Crime
May Pursue
Continue to Assess Risk
May Pursue
Continue to Assess Risk O
May Pursue. Discontinue if Risks Exceed Known Threat to Public Safety:jfi�Captars is
Delayed
S n
N
OPS-02.6
Felony - Property Crime
May Pursue
Continue to Assess Risk
May Pursue
Continue to Assess Risk
O
Discontinue or Do Not Pursue
Misdemeanors, and Traffic Violations That Are Safety Related
May Pursue
- - � 1
Continue to Assess Risk
_%
Discontinue or Do Not Pursue
`
Discontinue or Do Not Pursue
v
Minor Infractions That Are Not Safety Related
Do Not Pursue
Do Not Pursue
Do Not Pursue
C. Notification - When a motor vehicle pursuit is initiated, it shall be
immediately reported to the Emergency Communications Dispatcher by
the initiating officer. The initial information will include:
1. The reason for the pursuit
2. The location, speed, and direction of travel
3. The description of the fleeing vehicle, including license plate
number.
4. The number of occupants and description of occupants if observed.
5. The officer will update the information as it becomes available or
changes.
D. Communication Center Responsibilities - Communications during a pursuit
is vital to the safe apprehension of the offender as well as the safety of the
officers and bystanders. The communications center will have the
following responsibilities:
1. Immediately upon receiving information that an officer is in pursuit,
the ECO will advise all other non -emergency radio traffic to stand
by and give the pursuing officer priority use of PD1. The ECO will
advise the pursuing officer of any pertinent information concerning
the area of the pursuit.
2. Notify a watch commander/supervisor of the pursuit in progress.
OPS-02.7
3. The ECO shall record on the CAD log all the information furnished
by the officer during the pursuit.
c.;
As long as the pursuit is continued, the ECO will manage the
pursuit communications by re -broadcasting transmissions of
_ 0
relevance to other units involved.
-5. Contact surrounding agencies and advise them of the pursuit. We
J---�' do not encourage involvement of other agencies in the pursuit other
than for perimeter control and assistance in attempts to identify the
violator unless specifically requested otherwise.
6. When the pursuit leaves the city limits, or it is reasonably imminent
that it will, the ECO will contact the appropriate law enforcement
agency with necessary information.
7. As time permits, the ECO will run vehicle and registered owner
information and broadcast pertinent information.
E. Supervisory Responsibilities
1. A supervisor shall assume control of all pursuits. This can be
accomplished through radio communications. Supervisors will
monitor all pursuits and approve any special tactic that will be used.
2. In the event the supervisor initiates the pursuit, they should
relinquish that position as soon as another unit becomes available
and assume control of the pursuit as specified in subparagraph (1)
above.
3. The supervisor's foremost considerations shall be officer and
bystander safety, methods of identifying the fleeing suspect, tactics
to stop the fleeing vehicle, and coordination of all officers.
4. Supervisors shall intervene and correct any misuse of police
personnel involved in the pursuit.
5. The supervisor may, at any time, order the termination of the
pursuit when, in their judgement, the necessity of apprehension is
outweighed by the level of danger created by the pursuit.
6. Supervisors shall also assure that sufficient patrol strength is
maintained within the city to handle routine calls for service.
7. The supervisor in charge of the incident shall approve any special
tactics to stop the vehicle.
OPS-02.8
F. Pursuit Tactics
NOTE. Pursuit at high speeds under the best of conditions is an
extremely dangerous situation. Any tactic contemplated when high
speed is involved, requires advance planning, taking into
consideration the factors surrounding the incident at hand. Safety is
the foremost consideration. The following are some possible
alternatives to consider when determining methods of stopping the
fleeing vehicle.
cv
1. Consider alternatives, through radio communication and the
r "C assistance of other police officers. A determination should be
- made as to whether the offender can be identified and
apprehended later.
2. Give the offender an opportunity to stop by placing a patrol vehicle
s alongside the road with pursuit lights on and an officer in a safe
location directing the suspect to stop.
3. Use fuses or traffic cones to set up an apparent roadblock in
advance of the pursued vehicle. Remember to clear the road and
select a safe location.
4. Use tire deflation devices to bring vehicles to a controlled stop.
5. Do not use the spotlight focused on the back window of the
pursued vehicle.
6. Stationary roadblocks - because of the inherent danger of the use
of stationary roadblocks in pursuit situations, it is the policy of this
department that stationary roadblocks will be used for the purpose
of stopping fleeing vehicles only:
a) As a last resort, in those exigent cases where the use of
deadly force would be justified to prevent injury or death to
the officer or other persons, a stationary roadblock may be
considered. If suitable materials such as construction
barricades are not available, unoccupied police vehicles with
emergency lights in operation may be used, as directed by
the watch commander/supervisor.
b) Stationary roadblocks will only be set up with the
authorization of the supervisor in charge of the incident. To
avoid creating an unnecessary hazard to pursuing officers
and innocent persons, the roadblock will be located in an
area of high visibility which provides a safe stopping distance
for oncoming traffic. Under no circumstances will roadblocks
be barricaded by occupied or private vehicles and all efforts
O PS-02.9
will be made to remove private vehicles from the path of the
pursuit.
6.
Moving roadblocks are prohibited without the express authorization
of the supervisor in charge of the incident.
7.
Ramming will only be considered to stop a fleeing vehicle as a last
resort, and then only in those extreme cases where the use of
deadly force is justified to prevent injury or death to the officer or
U
other persons. The officer must consider the extreme danger to
f"
himself/herself, occupants of other vehicles and other users of the
roadway. Permission to make deliberate contact with the offender's
>>"=
fleeing vehicle will be received from the supervisor prior to initiation
-
of the act.
' U
r8.
Specialized Police Vehicles
--
a) Officers operating unmarked vehicles, equipped with visual
and audible signaling devices, may engage in pursuits only
when the fleeing vehicle presents an immediate threat to
persons or property and then only until a marked unit is
available to assume the pursuit, at which point the unmarked
will withdraw and serve only in a support role.
b) Police vehicles without emergency equipment, i.e., visual or
audible signaling devices, SHALL NOT ENGAGE IN
PURSUITS with one exception. In those cases where the
fleeing vehicle presents an immediate threat of death or
serious injury, they may participate until marked police units
arrive.
9. Following the Fleeing Vehicle
a) All units will be spaced in such a manner to allow time to
react to evasive maneuvers of the fleeing vehicle or another
police vehicle. Officers will not pursue the fleeing vehicle the
wrong way on interstate or controlled access roadways, or
one way streets, unless specifically authorized to do so by a
supervisory officer.
10. Aid to Outside Agencies
a) Whenever units of another law enforcement agency are
engaged in a pursuit and request assistance form the
Department, the requesting agency shall advise the
emergency communications center of the nature of the
offense and the description of the fleeing vehicle before a
police vehicle from the Department joins in the pursuit. If an
outside agency contacts an Iowa City officer directly,
requesting assistance in a pursuit, it will be the responding
OPS-02.10
officer's responsibility to advise communications of the
request.
b) The watch commander/supervisor is to be made aware of
the request to aid in a pursuit and the circumstances
surrounding it. The watch commander/supervisor must
approve the request before any action is taken.
11. Firearms
cer a) Except under the following circumstances, shooting from or
} at a moving vehicle is prohibited.
(1) When an occupant of the fleeing vehicle is utilizing
dead) force against the police officer or other persons.
Y 9 P
(2) As a last resort to prevent death or serious injury to the
officer or other person(s).
4- (3) As a last resort to apprehend a person who has just
committed a felony resulting in death or serious injury.
7 b) The discharge of firearms shall not be utilized when the
circumstances do not provide a high probability of striking
the intended target or when there is a substantial risk to the
safety of other persons, including risks of causing vehicle
accidents.
12. Number of Pursuit Vehicles
a) The pursuit should be limited to two vehicles, a primary unit
and a secondary unit. Other officers will be kept informed of
the pursuit and should be in a position to assist if the pursuit
enters their area of responsibility.
b) There will be no caravan of police vehicles attempting to join
the pursuit.
c) There will be no attempt by officers engaged in the pursuit to
pass other units involved in the pursuit unless permission is
given by the supervisor in charge of the pursuit.
TERMINATION OF PURSUIT
A. Pursuit shall be terminated under any one of the following reasons:
1. A supervisor or higher authority orders the pursuit terminated.
2. Upon the determination of the pursuing officer or supervisor that,
the danger to the officers or others in the area outweighs the
necessity for immediate apprehension.
3. The offense is a traffic infraction, misdemeanor or other non-violent
felony and the identity of the violator is known.
OPS-02.11
4. Visual contact is lost or the distance between the officer and the
pursued vehicle is so great that further pursuit is futile.
5. The pursuing officer believes that the fleeing vehicle is being
operated by, a juvenile and the offense constitutes a traffic
infraction, misdemeanor, or non-violent felony.
6. When there is an equipment failure involving the emergency lights,
c" siren, radio, brakes, steering or other essential mechanical
equipment.
Vhile not necessarily dictating immediate action, serious and continuing
'consideration should be given to termination of a pursuit under the
�Jollowing conditions:
U #. Environmental factors such as rain, fog or darkness substantially
increase the danger of the pursuit.
2. Road conditions are congested by traffic or pedestrians, such as, at
rush hour or in the area of any school.
C. The termination of a pursuit does not prohibit following the pursued vehicle
at a safe speed or remaining in the area to re -initiate contact if
circumstances dictate.
REPORTING
A. The pursuing officer and watch supervisor will forward a written report
detailing the pursuit to the Division Commander before completing their
tour of duty. The report shall include:
1. Evaluation of the circumstances involved.
2. If the initiating officer followed the required procedures.
3. Were there other units involved and did they follow procedures.
4. Did communications perform their responsibilities.
5. Did supervisors perform their responsibilities.
6. Was force used to stop the vehicle, i.e. roadblocks or controlled
stopping devices.
7. Were procedures followed regarding termination of pursuits.
OPS-02.12
B. The supervisor of the unit initiating the pursuit shall be responsible for
submission of a written analysis and critique of the pursuit through the
chain of command to the Chief of Police. The report shall include an
evaluation of the pursuit referring to the circumstances and adherence to
this policy.
C. A vehicular pursuit is deemed a "use of force", hence a Use of Force
report must be completed.
D. As a vehicular pursuit is deemed a "use of force", the Department's Use of
Force policy and Use of Force continuum apply to vehicular pursuits.
kelhake, Chief of Police
o
L
-
-
v y
�,
0
LEG-02.1
ARRESTS
Date of Issue General Order Number
October 11,1999 99-11
Effective Date Section Code
October 15, 1999 LEG - 02
Reevaluation Date Amends/Cancels
October 2003 6102
C.A.L.E.A. Reference
1.2.5, 1.2.6, 1.2.7
O
INDEX AS:
`r
Use of Force
7)
Arrests
Citations
Discretion
Prisoner Transport
Domestic Abuse
D
c,
I. PURPOSE
The purpose of this policy is to explain the procedures to be used when a person
is arrested by members of the Iowa City Police Department.
II. POLICY
It is the policy of the Iowa City Police Department to conform with statutory and judicial
requirements pertaining to arrests. The decision to arrest will be based on the facts
surrounding the incident. Officers are to use the least restrictive, reasonable method to
accomplish their goal.
C�
O} LEC=02.2
w
III. DEFINITIONS
Iowa Code Section 804.5 is as follows:
Arrest defined.
Arrest is the taking of a person into custody when and in the manner authorize' d
by law, including restraint of the person or the person's submission to cUstody.'
IV. PROCEDURES
ARREST WITHOUT A WARRANT
Authorization to arrest is contained in section 804.7 of the Code of Iowa. A
Peace Officer is authorized to make an arrest without a warrant under the
following conditions.
A peace officer may make an arrest in obedience to a warrant delivered to the
peace officer, and without a warrant:
A. For a public offense committed or attempted in the peace officer's presence.
B. Where a public offense has in fact been committed, and the peace officer
has reasonable ground for believing that the person to be arrested has
committed it.
C. Where the peace officer has reasonable ground for believing that an
indictable public offense has been committed and has reasonable ground for
believing that the person to be arrested has committed it.
D. Where the peace officer has received from the department of public safety, or
from any other peace officer of this state or any other state or the United
States an official communication by bulletin, radio, telegraph, telephone, or
otherwise, informing the peace officer that a warrant has been issued and is
being held for the arrest of the person to be arrested on a designated charge.
E. If the peace officer has reasonable grounds for believing that domestic
abuse, as defined in section 236.2, has occurred and has reasonable
grounds for believing that the person to be arrested has committed it.
1. As required by section 236.12, subsection 2. (Domestic Abuse Assault
Provisions)
TREATMENT OF PRISONERS
In making an arrest, officers will use only that amount of force reasonably
necessary to effect the arrest. Prisoners shall be treated with appropriate
respect. Officers shall not physically mistreat or verbally harass any individual
that they have taken into custody. Medical treatment will be provided when the
arrestee is injured or complains of injury.
ARREST/CITATIONS
All persons charged for simple misdemeanors should be released on a promise
to appear in court at a specified date and time, unless the officer has an
articulable reason for a physical arrest of the subject. (Juveniles shall be
handled in accordance with departmental directives pertaining to juveniles.)
Considerations for a custodial arrest instead of a cite and release are included in
section 805.1 of the Code of Iowa.
Factors to be considered by the agencies in formulating the guidelines relating to
the issuance of citations for simple misdemeanors not governed by subsection 2,
LEG-02.3
shall include but shall not be limited to all of the following: (see 805.1(3)(b) Code
of Iowa)
A. Whether a person refuses or fails to produce means for a satisfactory
identification.
B. Whether a person refuses to sign the citation.
C. Whether detention appears reasonably necessary in order to halt a
continuing offense or disturbance or to prevent harm to a person or persons.
D. Whether a person appears to be under the influence of intoxicants or drugs
and no one is available to take custody of the person and be responsible for
the person's safety.
E. Whether a person has insufficient ties to the jurisdiction to assure that the
person will appear or it reasonably appears that there is a substantial
likelihood that the person will refuse to appear in response to a citation.
F. Whether a person has previously failed to appear in response to a citation or
after release on pretrial release guidelines.
Additional factors to be considered relating to the issuance of citations or other
offenses for which citations are authorized shall include but shall not be limited to
the following concerning the person. (see 805.1(3)(c ) Code of Iowa)
Additional factors to be considered in the formulation of guidelines relating to the
issuance of citations for other offenses for which citations are authorized shall
include but shall not be limited to all of the following concerning the person:
A. Place and length of residence. O
B. Family relationships. D
C. References. '' `—
D. Present and past employment. r,— E. Criminal record. --
F. Nature and circumstances of the alleged offense.
G. Other facts relevant to the likelihood of the person's response tociYatiorr.
D o
Even if a citation is issued, the officer may take the cited person to an
appropriate medical facility if it reasonably appears that the person needs
medical care.
All persons arrested for simple misdemeanor traffic offenses should be released
on a uniform traffic citation, scheduled to appear in court on a specified date and
time, unless the officer has an articulable reason for the physical detention
instead of a traffic citation.
INDICTABLE ARRESTS
All persons charged with a serious misdemeanor or above, shall be arrested and
transported to the Johnson County Jail, unless a supervisor approves of other
arrangements. The transport of prisoners shall comply with departmental
directives pertaining to prisoner transport.
LEG-02.4
TURN IN PROCESS
When arrangements have been made for a subject to turn him/herself in at a
later date, the charging officer shall:
A. notify the Emergency Communications Operator (ECO) of the date and time
that the person will turn him/herself in;
B. advise the ECO of the location of the charge(s);
C. fill out an arrest report as completely as possible and leave it with the
charge(s).
The arresting officer will advise the subject of the charge(s) against him/her and
transport him/her to the Johnson County Jail. The arresting officer shall
complete the arrest report and check for any un-served warrants. They shall
also record the name of the receiving officer on the arrest report.
ARREST WITH A WARRANT
Authority to arrest persons with a warrant is contained in Chapter>804 Qbth
Code of Iowa.
Section 804.6 of the Code of Iowa is as follows:_J
Persons authorized to make an arrest. D c�
An arrest pursuant to a warrant shall be made only by a peace officer; in-61her
cases, an arrest may be made by a peace officer or by a private person as
provided in this chapter.
Section 804.7(4) of the Code of Iowa authorizes arrests by a peace officer with a
warrant. It is as follows:
Where the peace officer has received from the department of public safety, or
from any other peace officer of this state or any other state or the United States
an official communication by bulletin, radio, telegraph, telephone, or otherwise,
informing the peace officer that a warrant has been issued and is being held for
the arrest of the person to be arrested on a designated charge.
SERVICE OF ARREST WARRANTS
A. When possible, the Department will attempt to serve a warrant within thirty
(30) days of a warrant being received.
B. Prior to the service of the warrant an assessment of the risk factors as
defined in the SRT policies and procedure manual shall be made.
C. Warrants will be prioritized as follow:
1. warrants for persons known to be violent or potentially dangerous;
2. felony warrants
3. warrants for indictable offenses;
4. non-violent misdemeanor warrants.
D. The officer serving the warrant shall confirm that the warrant is still active and
the pickup limits of the warrant, prior to service of the warrant.
LEG-02.5
E. All warrants shall be served by sworn officers.
F. At least two (2) officers should be present when serving an arrest warrant.
G. Officers should activate their In Car Recording Device when serving the
warrant.
H. Officers shall notify the ECO of the pending action and its location. As
appropriate other officers may be notified of the activity.
I. When notified by another agency that it will be serving a warrant in Iowa City,
a supervisor may send officers to assist in the serving of the warrant.
J. Upon arresting a subject on a warrant, the officer will transport the subject to
the Johnson County Jail unless otherwise specified.
K. Prior to serving a warrant outside the corporate limits of Iowa City, the officer
shall:
1. obtain the permission of a watch supervisor;
2. advise the ECO of the action;
3. contact the local agency with jurisdiction and request the p1,esenc2�of a--
local officer during the arrest. -- i
USE OF FORCE IN MAKING AN ARREST
Section 804.8 of the Code of Iowa defines the limits of the force, Which nary be
used when making an arrest. In addition, members of the Iowa City Mlice
Department shall be guided by departmental Use of Force directives when
executing an arrest. 804.8 is as follows:
USE OF FORCE BY PEACE OFFICER MAKING AN ARREST
A peace officer, while making a lawful arrest, is justified in the use of any force,
which the peace officer reasonably believes to be necessary to effect the arrest
or to defend any person from bodily harm while making the arrest. However, the
use of deadly force is only justified when a person cannot be captured any other
way and either
A. The person has used or threatened to use deadly force in committing a felony
or
B. The peace officer reasonably believes the person would use deadly force
against any person unless immediately apprehended.
A peace officer making an arrest pursuant to an invalid warrant is justified in the
use of any force which the peace officer would be justified in using if the warrant
were valid, unless the peace officer knows that the warrant is invalid.
DISCRETION
The Iowa City Police Department recognizes that there are often alternatives to a
custodial arrest. Since it is impossible to anticipate every such circumstance in
which action should be taken, it shall be left to the officer at the scene to
determine the degree of intervention necessary. When making an arrest, officers
should use the least restrictive form necessary to obtain the desired objective.
A. It is unrealistic to expect officers to enforce all laws and ordinances,
regardless of the circumstances encountered. Officers must make the
decision to arrest, cite, warn, or use other alternatives, based on applicable
law and the circumstances of the particular incident.
LEG-02.6
B. Members of this department shall always act in accordance with the law and
departmental rules and regulations. When discretion is employed it must be
reasonable, defensible, and used to accomplish a police purpose.
of Police
WARNING
This directive is for departmental use only and does not apply: in any criminal or. civil
proceeding; The department' policy should not be construed as,a creation Iof'A higher
legal standard of safety or care in an evidentiary sense with respect to thirdparty'
claims. Violations of this directive will, only form the basis for departmental
'administrative sanctions.
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LEG-03.1
issue
FIELD INTERVIEWS
AND "PAT -DOWN"
SEARCHES -
General Order Number
Effective Date Section Code
October 18, 1999 LEG-03
Reevaluation Date Amends/Cancels
October 2003 10/02
C.A.L.E.A. Reference
1.2.4, 41.2.4
INDEX AS:
Field Interviews Field Information (FI) Cards
Pat -Down Searches Searches
1. PURPOSE
The purpose of this policy is to assist officers in determining when field
interviews and pat -down searches are warranted and the manner in which the
shall be conducted.
II. POLICY
The field interview is an important point of contact for officers in preventing and
investigating criminal activity. But even when conducted with respect for involved
citizens and in strict conformance with the law, it can be perceived by some as a means
of police harassment or intimidation conducted in a discriminatory manner against
groups or individuals. In order to maintain the effectiveness and legitimacy of this
practice and to protect the safety of officers in approaching suspicious individuals,
members of the Iowa City Police Department shall conduct field interviews and perform
pat -down searches in conformance with procedures set forth in this policy. .
LEG-03.2
111. DEFINITIONS
A. Field interview: The brief detainment of an individual, whether on foot or in a
vehicle, based on reasonable suspicion for the purposes of determining the
individual's identity and resolving the officer's suspicions.
B. Pat -Down Search: A "frisk" or external feeling of the outer garments of an
individual for weapons only.
C. Reasonable Suspicion: Articulable facts that, within the totality of the
circumstances, lead an officer to reasonably suspect that criminak activityhas
been, is being or is about to be committed.
IV. PROCEDURES
A. FIELD INTERVIEWS
1. Justification for conducting a Field Interview - Officers may f,stop
individuals for the purpose of conducting a field interview only w''ere
reasonable suspicion is present. Reasonable suspicion must be more
than a hunch or feeling, but need not meet the test for probable cause
sufficient to make an arrest. In justifying the stop, the officer must be able
to point to specific facts that, when taken together with rational inferences,
reasonably warrant the stop. Such facts include, but are not limited to:
a. The appearance or demeanor of an individual suggests that he/she is
part of a criminal enterprise or is engaged in criminal activity;
b. The actions of the suspect suggest that he/she is engaged in a
criminal activity;
c. The hour of the day or night is inappropriate for the suspect's presence
in the area;
d. The suspect's presence in a location is inappropriate;
e. The suspect is carrying a suspicious object;
f. The suspect's clothing bulges in a manner that suggests he/she is
carrying a weapon;
g. The suspect is in proximate time and place to the alleged crime;
h. The officer has knowledge of the suspect's prior criminal record or
involvement in criminal activity.
2. Procedures for initiating a Field Interview - Based on observance of
suspicious circumstances or upon information from investigation, an
officer may initiate the stop of a suspect if he/she has an articulable,
reasonable suspicion to do so. The following guidelines shall apply when
making an authorized stop to conduct a field interview.
a. When approaching the suspect, the officer shall clearly identify
him/herself as a member of the Iowa City Police Department, and if
LEG-03.3
not in uniform, the officer shall announce his/her identity and display
departmental identification.
b. Officers shall be courteous at all times during the contact but maintain
caution and vigilance for furtive movements to retrieve weapons,
conceal or discard contraband, or other suspicious actions.
c. Before approaching more than one suspect, individual officers should
determine whether the circumstances warrant a request for backup
assistance and whether the contact can and should be delayed until
such assistance arrives.
d. Officers shall confine their questions to those concerning the suspect's
identity, place of residence and other inquiries necessary to resolve
the officer's suspicions. However, in no instance shall an officer detain
a suspect longer than is reasonably necessary to make these limited
inquiries.
e. Officers are not required to give suspects "Miranda" warnings in order
to conduct filed interviews unless the person is in custody and about to
be interrogated.
f. Suspects are not required, nor can they be compelled, to answer any
questions posed during field interviews. Failure to respond to an
officer's inquiries is not, in and of itself, sufficient grounds to make an
arrest although it may provide sufficient justification for additional
observation and investigation.
3. Reporting - If after conducting a field interview there is no basis for making
an arrest, the officer should record the facts of the interview on the
departmental FIELD INFORMATION CARD (FI card) and write the
incident number on the FI card. Field Information Cards should be
submitted to the Records Division. Upon entry of the information from the
FI card into the records system, the Report Review Officer shall forward
the original FI cards to the Lieutenant of Investigations.
B. PAT -DOWN SEARCHES
1. Justification for conducting Pat -Down Searches: An officer has the right to--,
perform a pat -down search of the outer garments of &--suspeEf fore
weapons if he/she has been legitimately stopped With �'reasonable
suspicion and only when the officer has a reasonable fear f: i>his/her�own
or another person's safety. Clearly, not every field interview poses
sufficient justification for conducting a pat -down search. Following are
some criteria that may form the basis for establishing justification for
performing a pat -down search. Officers should note that these factors are
not all-inclusive; there are other factors that could or should be
considered. The existence of more than one of these factors may be
required in order to support reasonable suspicion for the search.
a. The type of crime suspected - particularly in crimes of violence where
the use or threat of deadly weapons is involved.
b. Where more than one suspect must be handled by a single officer.
c. The hour of the day and the location where the stop takes place.
LEG-03.4
d. Prior knowledge of the suspect's use of force and/or propensity to
carry weapons.
e. The appearance and demeanor of the suspect.
f. Visual indications that suggest that the suspect is carrying weapon.
2. Procedures for performing a Pat -Down Search
a. When reasonable suspicion exists to perform a pat -down search, it
should be performed with due caution, restraint and sensitivity. These
searches are only justifiable and shall only be performed to protect the
safety of officers and others and may never be used to "shake -down"
individuals or groups of individuals or as a pretext for obtaining
evidence. Under these circumstances, pat -down searches should be
conducted in the following manner.
1) When possible, pat -down searches should be conducted in the
presence of a second officer who provides protective cover.
2) Because pat -down searches are cursory in nature, they should be
performed with the suspect in a standing position. Should a
weapon be visually observed, a more secure search position may
be used.
3) In a pat -down search, officers are permitted only to feel the outer
clothing of the suspect. Officers may not place their hands in
pockets unless they feel an object that could reasonably be a
weapon.
4) If the suspect is carrying an object such as a handbag, suitcase,
briefcase, backpack, book bag or any other item that may conceal
a weapon, the officer should not open the item but instead place it
out of the suspect's reach.
5) If the external feeling of the suspect's clothing fails to disclose
evidence of a weapon, no further search may be made. If evidence
of a weapon is present, an officer may retrieve that item only. If the
item is a weapon the possession of which is a crime, the officer
may make an arrest of the suspect and complete a full -custody
search of the suspect.
3. If during the course of an authorized pat -down search of an individual, an
officer comes upon an item that the officer readily recognizes through
his/her experience and training is probably contraband, the officer may
remove the item from the suspects clothing. If upon further examination
the seized item is of a nature for which the possession of is crime, the
officer may make an arrest of the suspect and complete a full -custody
search of the suspect.
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LEG-03.5
13A. Winkelhake, Chief of Police
WARNING
This directive is for departmental use only and does not apply in any criminal or ci
blaiMs. Violations of this directive WlIl only form the basis for departmental
administrative sanctions.
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